CommSec pays $200,000 penaltyBY KERRIE SYDEE | WEDNESDAY, 16 NOV 2016 12:18PMCommSec has paid a $200,000 infringement notice penalty after failing to apply a holder record lock to the accounts of a deceased client and entering into unauthorised market transactions following the client's death.
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Fiona Mann
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Brighter Super head of listed equities and ESG Fiona Mann was shaped by a childhood steeped in military-like discipline and global nomadism. Andrew McKean writes.
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