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Showing 1 - 10 of 163 results for "Stockbrokers"

Macquarie Bank to pay $10m for unauthorised fee transactions

ELIZA BAVIN  |  MONDAY, 22 APR 2024
... a financial services business. Macquarie enabled its customers to give third parties, such as financial advisers, stockbrokers and accountants, different levels of authority to transact on their accounts, including a limited authority to withdraw the ...

AAC at centre of billionaire insider trading scheme

CHLOE WALKER  |  WEDNESDAY, 26 JUL 2023
... advised two acquaintances - private pilots - to sell the AAC shares they owned, which they both attempted to do via stockbrokers, but the sales weren't completed before AAC made the losses public. Its share price dropped 12.3% from the prior day ...

Industry welcomes experience pathway consultation

CASSANDRA BALDINI  |  WEDNESDAY, 19 APR 2023
... providing clarity and appropriate flexibility to financial advisers about their education requirements." Meanwhile, Stockbrokers and Investment Advisers Association (SIAA) also praised the government's progress and said it's been advocating for ...

Economic landscape spurs advice model rethink

KARREN VERGARA  |  TUESDAY, 28 FEB 2023
... client experience. "The return of inflation has also sparked a rethink of advice models. We're seeing traditional stockbrokers and private client advisers move into strategic financial advice because they recognise that it is going to get harder ...

My mind has not been changed: Levy

CASSANDRA BALDINI  |  WEDNESDAY, 8 FEB 2023
... of the reason for this Review." She stressed that relevant providers (financial advisers, financial planners and stockbrokers) will, in "some circumstances", be the only ones to provide advice. "Advice must be provided by a financial adviser (relevant ...

Associations call for improved access to financial advice

ANDREW MCKEAN  |  FRIDAY, 3 FEB 2023
... Andrew Conway, Licensee Leadership Forum chief executive Neil Younger, SMSF Association chief executive John Maroney, Stockbrokers and Investment Advisers Association chief executive Judith Fox, The Advisers Association chief executive Neil Mcdonald ...

HNWs shunning professional advice: Research

CHLOE WALKER  |  TUESDAY, 20 SEP 2022
... popular source of advice was a financial adviser (15% down from 18% in 2021), followed by accountants and full-service stockbrokers. However, an estimated 53,000 of HNWs are still open to a relationship with a new private wealth adviser (of which 14,000 ...

Julia Lee pops up at State Street

ELIZABETH FRY  |  FRIDAY, 8 JUL 2022
... look forward to helping ETF investors navigate today's markets." Lee also sits on the board of the Australian Stockbrokers Foundation. She recently sold Burman Invest to TeamInvest Private Group. This story first appeared in Industry Moves.

New Ethereum ETF launches on Cboe Australia

ANDREW MCKEAN  |  TUESDAY, 31 MAY 2022
... on Cboe Australia today and will be available through Cboe Australia market participants and supporting Australian stockbrokers. Earlier this month, Cboe Australia and Cosmos Asset Management expanded Australian access to Bitcoin through the launch of ...

First crypto ETFs launch on Cboe Australia

ANDREW MCKEAN  |  THURSDAY, 12 MAY 2022
... trading on Cboe Australia on 12 May 2022 and are available through Cboe market participants and supporting Australian stockbrokers.
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