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Showing 1 - 1 of 1 results for "SFAT"

HSBC cops historic fine for Lehman-linked failures

JAMIE WILLIAMSON  |  WEDNESDAY, 22 NOV 2017
... or "medium" risk tolerance levels were purchasing LB-Notes rated as being of the highest risk. In its determination, the SFAT said Hong Kong's regulator was correct in its findings, concluding that the bank was culpable for failures in its marketing ...
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