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Showing 1 - 2 of 2 results for "Ryan Batros"

Adviser ban upheld by tribunal

KARREN VERGARA  |  TUESDAY, 4 APR 2017
... affirmed the corporate regulator's decision to ban a former client adviser for five years. An ASIC investigation found Ryan Batros placed 'execution only' orders on the ASX that he received from clients to sell shares and options in Metals of Africa ...

ASIC hands down multiple bans

KERRIE SYDEE  |  WEDNESDAY, 27 JUL 2016
... a director of a company until at least five years from the day he is released from prison. Former client adviser, Ryan Batros has been banned by ASIC from providing financial services for five years. Batros was an authorised representative with financial ...
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