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Showing 1 - 3 of 3 results for "NSG Services"

Melbourne advice firm cops historic $1 million fine

JAMIE WILLIAMSON  |  MONDAY, 30 OCT 2017
... first to be penalised for breaching the best interests duty, slapped with a $1 million fine by the Federal Court. NSG Services, currently named Golden Financial Group, was found on eight separate occasions to have advised clients to roll over superannuation ...

ASIC wins first court action for FoFA breaches

EMMA RAPAPORT  |  WEDNESDAY, 5 APR 2017
... for breach of the Future of Financial Advice reforms in the Federal Court. Melbourne-based financial advice firm NSG Services (NSG) was found by the court to have breached numerous sections of the Corporations Act which affirm that a financial services ...

ASIC issues first "best interests" duty penalty

ALEX BURKE  |  THURSDAY, 9 JUN 2016
... action against a licensee for breaching the FoFA "best interests" duty showing that the reforms have come of age. NSG Services, formerly National Sterling Group, is licensed to provide personal advice on risk insurance and superannuation products. In ...
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