Search Results | Showing 1 - 10 of 52 results for "Listing Rule" |
| | ... proposal in relation to a potential control transaction for Iress," Iress wrote, adding that is complying with the ASX's Listing Rule 3.1 Continuous disclosure. The ASX-listed firm has been actively offloading business units that are not adding value ... |
| | | The Financial Conduct Authority (FCA) has proposed reforms to simplify listing rules, positioning the UK to attract a wider range of companies. The FCA wants to make the UK's listing regime more effective, easier to understand, and competitive, ultimately ... |
| | | ASIC's Market Disciplinary Panel handed Ord Minnett an $888,000 infringement notice over two contraventions of market integrity rules which occurred when conducting a buyback. According to ASIC, on 1 September 2021 the firm was instructed to commence ... |
| | | AMP anticipates it will receive a first strike on its remuneration report following disgruntled shareholder feedback at this morning's annual general meeting. Based on votes that were already cast, AMP chair Debra Hazelton said while "the first strike ... |
| | | A newly released consultation paper from the ASX suggests changes to the existing rule framework may be needed to better serve investor needs, including the merger of AQUA and Warrant Rules. Releasing the paper yesterday, the ASX said it wants to provide ... |
| | | In its biggest ETF listing rule change in over five years, the ASX is widening the universe of fixed income strategies it will accept for ETF listings. The AQUA rule changes, which are expected to come into effect on September 22, will allow fixed income ... |
| | | A former Macquarie financial adviser could be facing $1 million in fines, while the other has been fined $30,000 in a busy week for ASIC. Former Macquarie adviser Warren Acworth has been charged with dishonesty offences in Brisbane. He's facing ... |
| | | ASX-listed Flamingo Ai's proposed sale of its assets to Rymamay Investments has been scrapped after due diligence by the latter, as the parties couldn't agree the terms of the share sale agreement. Flamingo's board has now set itself a 30-day timeline ... |
| | | IOOF has settled one of the class actions brought against it on the back of the Royal Commission. The wealth group announced to the ASX this morning it has settled in the class action brought by Quinn Emanuel Urqhart & Sullivan in April 2019. The class ... |
| | | The ASX has appointed a new chief compliance officer, as the incumbent prepares to step down after a decade in the role. The ASX's deputy general counsel Janine Ryan will take over from Kevin Lewis as he shifts into an advisory role ahead of his retirement ... |
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