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Showing 1 - 3 of 3 results for "Life Insurance Lapse Data Project"

ASIC bans Spectrum Wealth adviser

KARREN VERGARA  |  WEDNESDAY, 10 OCT 2018
... will be recorded on ASIC's Financial Adviser Register. His ban is a result of ASIC's Life Insurance Lapse Data Project (LILD Project), under which the corporate regulator receives reports from life insurers that list the names of advisers who ...

ASIC bans Perth adviser

DARREN SNYDER  |  FRIDAY, 23 FEB 2018
... Perth-based financial adviser for five years following an investigation as part of the regulator's life insurance lapse data project. Philip Leake is banned from providing financial services for five years after failing to act in his clients' best interests ...

ASIC accepts EU from Brisbane adviser

KARREN VERGARA  |  FRIDAY, 19 JAN 2018
... audited by an authorising licensee before it is provided to clients. The outcome is part of ASIC's Life Insurance Lapse Data Project (LILD), established in August 2016 to focus on the surveillance of life insurance advice. Under the project, ASIC receives ...
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