Search Results | Showing 51 - 60 of 1014 results for "Representatives" |
| | ... removed." Earlier this year, the SMSFA wrote to ASIC requesting that it review its guidance for AFSLs (and their representatives) who provide advice to retail clients about SMSFs. "In particular, references in ASIC INFO 206 to SMSFs with balances below ... |
| | | ... inappropriate advice and not meeting client best interest obligations. The Federal Court found that six Dixon Advisory representatives didn't act in the best interests of eight clients on 53 occasions. Each instance involved advising the clients ... |
| | | ... advisers are signed up. "I think the other distinction from registration versus the existing function for authorised representatives is that licensees are required to make some declarations as they go through the process of registering their advisers," ... |
| | | ... months from 10 November 2022. Lasarith caught ASIC's attention following concerns the firm and its authorised representatives failed to provide Statements of Advice (SoA) to clients as required by the Corporations Act. The investigation identified ... |
| | | ... in driving positive outcomes through engagement with our stakeholders, including government, consumers, their representatives, and regulators." Membership of the CALI board has also been finalised, with representatives from AIA Australia, ClearView ... |
| | | Appearing before the House of Representatives' Economics Committee, APRA's Margaret Cole said the regulator is concerned about some of the super funds that passed the performance test yet fail the regulator's own sustainability testing. ... |
| | | ... disclosure failures, as well as inappropriate financial advice and other misrepresentations provided by credit representatives. These determinations directed those entities to pay consumers a total amount of approximately $2.5 million. ASIC deputy chair ... |
| | | The ACCC, APRA and ASIC will front the House of Representatives Standing Committee on Economics tomorrow to discuss super fund underperformance, greenwashing and the rise of finfluencers. In what will be the committee's first public hearings into the ... |
| | | ... expectations and deliver excellent outcomes for customers," she said. "I look forward to working with consumer representatives, regulators, government and other industry associations on issues critical to the life insurance industry." |
| | | ... inappropriate advice and not meeting client best interests obligations. The Federal Court found that six Dixon Advisory representatives did not act in the best interests of eight clients on 53 occasions. Each instance involved advising the clients to ... |
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