Search Results | Showing 81 - 90 of 3852 results for "financial advice" |
| | ... FCA executive director of markets and international Sarah Pritchard said the regulator wants to see a "thriving financial advice market," ensuring consumers have access to support from financially resilient advice firms. "Diligent advisers are having ... |
| | | ... Fong's offending, the maximum penalty for an individual for engaging in dishonest conduct while providing financial advice and carrying on a financial services business was 10 years imprisonment, a fine of either $765,000 or three times the total ... |
| | | ... decision pertaining to fees for no service within a week, following the $12 million penalty imposed on Mercer Financial Advice for inappropriately charging fees to customers. Mercer admitted that, between July 2016 and June 2019, it failed to invite ... |
| | | Mercer Financial Advice will pay $12 million after the Federal Court found it failed to meet some disclosure obligations and charged almost $5 million in fees to clients when it was not entitled to do so. Mercer admitted that, between July 2016 and ... |
| | | ... disclosure, design and distribution obligations," Court said. "Anyone dealing in a financial product or providing financial advice must have an AFS licence or be appropriately authorised under an AFS licence unless an exemption applies." As part of the ... |
| | | ... the relationship with advisers and we're looking forward to working with them in the delivery of quality financial advice, at a time when Australians need it more than ever." After years of receding, AMP's share price rose on the back of this ... |
| | | ... as well as accelerating changes to education requirements to meet increased demand for advice. Speaking at the Financial Advice Association Australia Congress this morning, Jones acknowledged feedback from the advice sector in relation to the first tranche ... |
| | | ... director of all the group's companies that operated businesses between 2018 and 2022, which provided investors with financial advice and services in relation to secured lending transactions and share investment. Notably, a liquidator's report filed with ... |
| | | ... about this outcome, as 37% felt that these changes might service the industry better than the clients themselves. Financial advice firms appear to be increasingly using paraplanners for a broader range of responsibilities beyond writing SoAs. Some 41% ... |
| | | The Financial Advice Association Australia (FAAA) revealed the recipients of its 2023 awards, including Adviser of the Year and Certified Financial Planner Professional of the Year. Celebrating its first awards gala dinner as a merged entity in Adelaide ... |
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