Newspaper icon
The latest issue of Financial Standard now available as an e-newspaper
READ NOW

Search Results

Showing 1191 - 1200 of 3496 results for "compliance"

Super fund names chief risk officer

ELIZA BAVIN  |  TUESDAY, 23 JUN 2020
... Insurance Group) and Zurich. He has held a number of executive roles including chief risk officer, chief auditor and chief compliance officer. Since returning to Melbourne in 2018, Raftis has been working on several boards and advisory committees, including ...

Managed accounts demand rises: Zenith

ELIZA BAVIN  |  TUESDAY, 23 JUN 2020
... the existing investment philosophy for their clients while also providing increased investment reporting, insight and compliance rigour for the practice. Wright said Zenith has been providing managed account solutions to advisers for their clients for ...

ATO cracks down on ERS misuse

ELIZA BAVIN  |  MONDAY, 22 JUN 2020
... efforts saying it is prepared to take enforcement action where individuals have deliberately exploited the system. "Compliance remains one of our priorities to ensure the integrity of the tax and super system," the ATO said. "We have seen some COVID-19 ...

Platform prototypes compliance capability

ALLY SELBY  |  THURSDAY, 18 JUN 2020
HUB24 is developing a new tech capability, which it says will identify compliance issues before they happen. The specialist platform is currently working with five licensees to build the tool, including its subsidiary Paragem, which will use machine ...

Asset managers leverage tech, outsourcing for growth

ALLY SELBY  |  WEDNESDAY, 17 JUN 2020
... internal resources to focus on core business activities; namely, distribution, portfolio management, research, risk and compliance. The survey also found that asset managers were struggling to balance growth strategies with the burden of escalating costs ...

Industry funds continue risk-adjusted domination

HARRISON WORLEY  |  FRIDAY, 12 JUN 2020
... quantitative measures of volatility against returns," said Alex Dunnin, Rainmaker executive director of research and compliance, at the time. "There is much more to assessing a MySuper product's risk-adjusted outcome than simply matching its nominal ...

Confusion over RG 146 requirements

ELIZABETH MCARTHUR  |  WEDNESDAY, 10 JUN 2020
... required for financial advisers." Fox pointed out that many advisers will have to continue with the RG 146 policy and compliance until completing the FASEA exam and approved education. "The FASEA Code of Ethics will work alongside RG 146 until such time ...

Aussie financial firms struggle to manage risk: Study

ALLY SELBY  |  TUESDAY, 9 JUN 2020
... better face the heightened pace of change and threats - lest their organisations face unforeseen consequences. "Risk and compliance functions are undoubtedly under immense pressure following the Banking Royal Commission and now, with COVID-19," Accenture ...

Iress opens retail capital raise

ALLY SELBY  |  TUESDAY, 9 JUN 2020
... generate long-term growth opportunities, leveraging technology and automation, while helping clients achieve efficiency, compliance and growth," he said. "The combination of OneVue's strength and position in administration of managed funds, superannuation ...

Hundreds of billions ripped from super

HARRISON WORLEY  |  FRIDAY, 5 JUN 2020
... products in May was 2.1%, which followed the 3.2% return posted in April. The firm's executive director of research and compliance Alex Dunnin said that while the nation had fallen into recession, the super's performance results should spur members ...