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Showing 1231 - 1240 of 3496 results for "compliance"

Future Fund not buying the oil dip

KANIKA SOOD  |  THURSDAY, 30 APR 2020
... the value chain effects of volatile or should we say low oil prices," Rainmaker executive director of research and compliance Alex Dunnin said.

Advice chief leaves industry fund giant

HARRISON WORLEY  |  THURSDAY, 30 APR 2020
... following the January departure of Ruby Yadav. Yadav has since commenced in a new role as Mercer's chief risk and compliance officer. UniSuper said that for the moment, it is more focused on the COVID-19 pandemic than on finding permanent replacements ...

Former State Super investments chief returns

HARRISON WORLEY  |  MONDAY, 27 APR 2020
... months later, Rasmussen joined the trustee board of Equipsuper, serving on the board's investment and audit, risk and compliance committees until October last year, when the fund merged with Catholic Super. She stayed on at the combined trustee board ...

Boutique manager taps former Challenger executive

HARRISON WORLEY  |  FRIDAY, 24 APR 2020
... appointed Mark Swan as its new chief risk officer. Swan joins the manager from Challenger, having served as senior risk and compliance manager, funds management since 2017. In a joint statement, Darling macro co chief investment officers Mark Beardow ...

Compliance worse than COVID-19

ALLY SELBY  |  THURSDAY, 23 APR 2020
Regulatory and compliance burden is a bigger challenge and disruption for financial advisers than COVID-19, the global pandemic that has ripped both economies and lives to shreds. In an interview with Financial Standard, Investment Trends research director ...

SMSF auditors come under fire

ALLY SELBY  |  THURSDAY, 23 APR 2020
... Hacker was disqualified for his "significant auditor independence breaches, deficiencies in auditing asset valuation and compliance arm's-length transaction requirements, and for otherwise not being a fit and proper person as he had failed to comply ...

Dealer group AFSL in limbo

ALLY SELBY  |  THURSDAY, 23 APR 2020
... Professional took some steps to address a number of ASIC's concerns, including through the appointment of additional compliance staff, ASIC was not satisfied that MyPlanner Professional was meeting all of its licensee obligations," ASIC said. On ...

APRA questioned on fund liquidity

ELIZA BAVIN  |  WEDNESDAY, 22 APR 2020
... the liquidity management plans of RSE licensees. APRA will also need to explain the how it monitors stress-testing compliance as well as the regulators scenarios for stress testing. "What sort of scenarios are assumed for stress tests such as, magnitude ...

AIOFP launches fresh campaign, criticises FPA

ELIZABETH MCARTHUR  |  TUESDAY, 21 APR 2020
... are responsible for costing consumers money and lowering competition with the big banks. "These issues are ridiculous compliance levels, the need to retain and increase risk commissions, tax deductibility of advice and honouring grandfathering revenue ...

ERS at risk of significant delays: ISA

ELIZA BAVIN  |  TUESDAY, 21 APR 2020
... can do so quickly, without the system being jammed with ineligible claims. "The ATO has assured us there is a robust compliance regime in place and those who deliberately flout the rules could face severe penalties," Dean said. "It is tempting to tap ...