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Showing 1271 - 1280 of 3496 results for "compliance"

InPayTech's ClickSuper grows

HARRISON WORLEY  |  MONDAY, 9 MAR 2020
... super funds through the use of a single application programming interface (API). This allows the service to process compliance and payment requirements such as super and salary payments under one process. "We've cracked the code on customer engagement ...

Boutique dealer groups merge

ELIZABETH MCARTHUR  |  FRIDAY, 6 MAR 2020
... board appointments to be announced. "Strong governance is critical in this environment," he said. Spark's head of compliance will remain in the role and the head of operations from Aura will step in. The merged groups will have a larger geographic ...

Westpac director heads for the exit

HARRISON WORLEY  |  FRIDAY, 6 MAR 2020
... Royal Commission in July 2018, joining the bank's Asia Advisory Board and taking a role on the Bank's board risk and compliance committee. The bank confirmed Fung would retain her role as a member of the bank's Asia Advisory Board. Outgoing chair Lindsay ...

Madison advisers loyal amid sale

KANIKA SOOD  |  WEDNESDAY, 4 MAR 2020
... businesses WealthPortal, AdviceNet and ProActive Portfolios. The three companies cover wealth management, licensing and compliance. Madison's advisers look after about $3.8 billion in funds under management and total in force premiums of $65 million ...

Investment firm nabs former BlackRock fundie

ALLY SELBY  |  WEDNESDAY, 4 MAR 2020
... board." Carter will replace Aylward as a member on each board's sub-committees, including APN RE's audit, risk and compliance committee.

HUB24 hires managed portfolios lead

HARRISON WORLEY  |  TUESDAY, 3 MAR 2020
... was created in an effort to help advisers respond to the sector's increased focus on simplification, efficiency and compliance, while retaining the "core values and benefits" of financial advice. "Financial advisers continue to face a raft of challenges ...

ANZ Australia risk chief exits

JAMIE WILLIAMSON  |  FRIDAY, 28 FEB 2020
... partner, risk advisory services at PwC. Rixon appeared before the Royal Commission in April 2018 and was questioned over a compliance audit of three of ANZ's financial advice groups - ANZ Financial Planning, RI Advice and Millennium3. The audit found ...

Evans Dixon slashes staff

ALLY SELBY  |  THURSDAY, 27 FEB 2020
... Dixon argues these cuts had "minimal impact on client-facing operations". Despite this, Evans Dixon's investment in compliance, legal and professional development was up $1.1 million in the first half. Net revenue in the firm's wealth advice ...

TAL executive jumps to MLC Life

ELIZA BAVIN  |  WEDNESDAY, 26 FEB 2020
... financial management and internal audit strategies, systems, controls and governance frameworks to ensure continued compliance with industry and regulatory standards. Acting chief executive at MLC Life, Sean McCormack, said the hire comes at an important ...

Queensland adviser barred from industry

ALLY SELBY  |  WEDNESDAY, 26 FEB 2020
... not take sufficient steps to address ASIC's concerns in relation to human resources, organisational competence and compliance requirements.