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Showing 1311 - 1320 of 3498 results for "compliance"

The growing risk to financial advisers

ALLY SELBY  |  THURSDAY, 23 JAN 2020
... changes could have to financial advisers. The prediction comes as advisers work to meet new educational requirements and compliance pressures, in addition to major trust issues on the back of the Hayne Royal Commission. "The industry is in a state of ...

Aberdeen Standard, HUB24 partner

KANIKA SOOD  |  TUESDAY, 21 JAN 2020
... financial adviser needs to service a client significantly, depending on the client's needs, while maintaining regulatory compliance. The partnership between the homegrown platform business and the trillion-dollar global asset manager will build to offering ...

HUB24 leans into innovation

HARRISON WORLEY  |  TUESDAY, 21 JAN 2020
... the opportunities and challenges they face, with the lab set to focus on solutions using data integration to improve compliance and practice management outcomes. HUB24 also said it will deploy artificial intelligence in some cases. With Apps' focus shifting ...

Job boom expected in 2020

JAMIE WILLIAMSON  |  MONDAY, 20 JAN 2020
... Humphris said. Of those looking to hire, sales professionals will be in greatest demand, followed closely by risk and compliance specialists. Operations roles and customer or member engagement roles will also be in demand. Among those surveyed, the top ...

MetLife appoints KPMG super director

ALLY SELBY  |  MONDAY, 20 JAN 2020
... superannuation industry. "With almost 20 years of experience in superannuation wealth management advisory services, compliance, administration and transition management, Wendy has built a reputation in the industry for supporting superannuation funds ...

SGE extension could hurt small entities: FSC

HARRISON WORLEY  |  THURSDAY, 16 JAN 2020
... would be discouraged from investing in Australian companies. This would be as a result of the increased "regulatory compliance burden" those entities and underlying portfolio companies would bear. The FSC said that if the legislation was designed to ...

HESTA names chief risk officer

JAMIE WILLIAMSON  |  THURSDAY, 16 JAN 2020
The $53 billion superannuation fund has added its first chief risk and compliance officer, promoting from within. HESTA has announced the creation of a dedicated risk and compliance role on its executive leadership team, promoting Andrew Major to the ...

GAM partners with SimCorp

ELIZA BAVIN  |  WEDNESDAY, 15 JAN 2020
... GAM's core front office platform and Investment Book of Record (IBOR) supporting portfolio and order management, risk, compliance and performance management," GAM said. "GAM will also use SimCorp Gain for enterprise data management, while SimCorp Coric ...

Former RBC I&TS lead joins tech firm

JAMIE WILLIAMSON  |  TUESDAY, 14 JAN 2020
... chief executive of a financial advice technology provider. David Travers has joined Fourth Line, a risk management and compliance regtech solution as its chief executive. Travers consulted to the business throughout 2019 to assist the business in developing ...

VFMC chief risk officer to depart

JAMIE WILLIAMSON  |  FRIDAY, 10 JAN 2020
... the role since October 2013, having joined from Hastings Funds Management where she was director, head of risk and compliance for five years. While VFMC hunts for a permanent replacement, Lucy Carr will lead the risk function on an interim basis. Carr ...