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Showing 1261 - 1270 of 3496 results for "compliance"

EY appoints wealth, asset management leader

ELIZABETH MCARTHUR  |  TUESDAY, 24 MAR 2020
... role financial services tax leader for EY Oceania. Da Silva has over 30 years' experience and has provided assurance, compliance and advisory services to some of Australia's largest fund managers and leading boutique firms. EY Oceania financial services ...

FASEA exam to go online

HARRISON WORLEY  |  THURSDAY, 19 MAR 2020
... offerings "may be difficult". As a result, FASEA said it was encouraging licensees to take a "supportive" approach to compliance. "In the current extraordinary circumstance licenses will no doubt be reviewing and, where appropriate, adjusting their CPD ...

Ellerston, Morphic look to oust Perpetual

KANIKA SOOD  |  WEDNESDAY, 18 MAR 2020
... memorandum sent to investors. "Ellerston believes its robust infrastructure across investment teams, operations and compliance work in synergy in order to promote the interests of members. Therefore, it is expected that transitioning the responsible ...

Moody's downgrades AMP

ELIZABETH MCARTHUR  |  WEDNESDAY, 18 MAR 2020
... Commission," Moody's said. Moody's said it anticipates ongoing margin compression along with higher regulatory and compliance costs continuing to constrain AMP Group earnings this year. "The changes are not related to current volatility in capital ...

AMP Life, AMP Capital fined

ELIZABETH MCARTHUR  |  TUESDAY, 17 MAR 2020
... systems. "The infringement notices issued to AMP Life and AMP Capital are a message to reporting entities to ensure compliance with their reporting and monitoring obligations under the ASIC Rules," ASIC commissioner Cathie Armour said. Compliance with ...

Afterpay coughs up $1.5m over US loans

ALLY SELBY  |  TUESDAY, 17 MAR 2020
... state and federal level throughout the US to highlight its commitment to consumer protection and responsibility and compliance with applicable laws." It comes following a similar settlement with similar 'buy now pay later' service provider Sezzle on ...

Former ANZ Wealth investment chief exits

JAMIE WILLIAMSON  |  MONDAY, 16 MAR 2020
... overarching investment strategy, including asset allocation, investment themes, product selection and monitoring, investment compliance, risk and analytics for all ANZ Wealth client investment offerings. Following the sale of the pensions and investments ...

ATO cracks down on HNWs

ELIZA BAVIN  |  THURSDAY, 12 MAR 2020
... arrangements designed to avoid paying tax. ATO deputy commissioner Tim Dyce said the ATO is still confident that its compliance strategies are tackling the bad behaviour it has seen from higher-risk taxpayers and their agents. "From 1 July 2020 we will ...

Life insurers are doing their best: FSC

ELIZABETH MCARTHUR  |  THURSDAY, 12 MAR 2020
The Financial Services Council has responded to a largely damning report from the Life Code Compliance Committee, arguing it is silent on positive changes the industry has made. The report looked at cases dating back to June 2017 and found that timeframes ...

Life insurers breach own code consistently

ELIZABETH MCARTHUR  |  WEDNESDAY, 11 MAR 2020
... insurance industry, saying insurers breached their Code of Practice hundreds of times in just six months. The Life Code Compliance Committee (LCCC) conducted an investigation and found many insurers breached their commitment to process insurance claims ...