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Showing 1211 - 1220 of 3496 results for "compliance"

IRESS advances surprise bid for OneVue

KANIKA SOOD  |  MONDAY, 1 JUN 2020
... generate long-term growth opportunities, leveraging technology and automation, while helping clients achieve efficiency, compliance and growth," IRESS chief executive Andrew Walsh said. "The combination of OneVue's strength and position in administration ...

ASIC takes action on two AFSLs

ELIZA BAVIN  |  FRIDAY, 29 MAY 2020
... that they have adequate resources to provide the services covered by their licence and to conduct their business in compliance with law. ASIC said it decided not to cancel the companies AFSL because the licensee has indicated that it may recommence providing ...

Super escapes COVID-19 hit

HARRISON WORLEY  |  WEDNESDAY, 27 MAY 2020
... not-for-profit funds - as they often are - these funds lost just 5.1%. Rainmaker executive director of research and compliance Alex Dunnin said that given not-for-profit funds are half of the industry, APRA's new figures show retail and self-managed ...

US regulator settles with Ares

KANIKA SOOD  |  WEDNESDAY, 27 MAY 2020
... who passed on non-public information on which Ares increased its stake in the company. "The order finds that Ares's compliance policies failed to account for the special circumstances presented by having an employee serve on the portfolio company's board ...

Retirement funder adds two new executives

ELIZA BAVIN  |  WEDNESDAY, 27 MAY 2020
... secretary and line management roles. He was the first to hold the new role of head of Commonwealth Bank retail bank compliance, and was previously director Legal Australian Bankers' Association and head of credit for Telstra. "Delivering 'Live Well at ...

Australia only needs 15 super funds: Consultant

HARRISON WORLEY  |  TUESDAY, 26 MAY 2020
... big brother or sister to merge with as soon as possible," Chhikara said. Rainmaker executive director of research and compliance Alex Dunnin said Right lane's arguments seem fair enough and are hard to argue against, though pointed out the firm appeared ...

TPB cracks down on 74 tax practitioners

ELIZABETH MCARTHUR  |  TUESDAY, 26 MAY 2020
... engaging in "concerning behaviour", including using fraudulent SMSF Auditor Numbers (SANs). In 2019, the ATO started a compliance campaign that involved reviewing SMSF annual returns. It found that 74 practitioners representing 106 funds had lodged annual ...

Sole purpose test poses SMSF rent relief issue

ELIZABETH MCARTHUR  |  TUESDAY, 26 MAY 2020
... complications shouldn't put landlords off from trying to help their tenants. It pointed out that the ATO has said its compliance approach for the 2019-20 and 2020-21 financial years is that it will not take action if an SMSF gives a tenant - even one ...

Outsourced trading set to boom

ALLY SELBY  |  MONDAY, 25 MAY 2020
... staff, but there's also the systems environment and other cost considerations such as the costs associated with compliance, risk, legal documentation, regulation, set up, and finding and hiring project management staff and consultants," he said. ...

MLC launches new advice business

JAMIE WILLIAMSON  |  MONDAY, 25 MAY 2020
... set themselves up for success." Rogers added that the new business will be built on the core pillars of community, compliance, consulting and capability. "We've listened to our clients and understand the importance of providing advice that is fit-for-purpose ...