Search Results | Showing 1161 - 1170 of 3496 results for "compliance" |
| | | ... highest degrees of concern. More than half of sell-side participants (51%) rated 8-10 for both risk management and compliance, and trading. By contrast, 48% and 42% of the buy-side participants scored the two areas on the 8-10 scale. COVID-19 disruption ... |
| | | | ... second at 16.7% and the Lincoln Wholesale Australian Growth Fund at 16.6%. Rainmaker executive director, research and compliance Alex Dunnin said: "The results show that fund managers are very efficient at running Australian equities, exceeding the index ... |
| | | | ... according to OPEC, a "conformity level of 95% in June 2020, the highest since the inception of the DoC (Declaration of Compliance) in January 2017, tilted crude oil's supply/demand equation in favour of higher prices (at best) or stable prices at ... |
| | | | ... this year and be earnings accretive in FY21. Smartcorp launched Australia's first online company ordering and ASIC compliance system in 2003, operating a platform that has delivered over 500,000 documents to accounting, professional services firms and ... |
| | | | ... clients." AMP added the remaining grandfathered commissions will cease in the second half and ahead of 1 January 2021 in compliance with the legislative requirements. AMP said client remediation is on track to be 80% complete, and aims to be fully complete ... |
| | | | Synchron's general manager of legal, risk and compliance Michael Jones has resigned, with a new appointment to lead the dealer group's compliance. Synchron director Don Trapnell thanked Jones for his contribution to the dealer group. "We have ... |
| | | | ... AFCA requiring him to pay an amount to the complainants. In addition, ASIC found he had also failed to lodge an annual compliance certificate, maintain a trust account and did not notify ASIC of a change in an approved external dispute resolution scheme. ... |
| | | | ... Jacinda imposed Stage 4 restrictions - that closed down all non-essential services - on March 25. New Zealanders general compliance allowed the government to remove restrictions -- except border controls -- less than three months later (on June 8). "The ... |
| | | | ... markets. If licensees don't take them seriously, they risk criminal conviction. ASIC will continue to closely supervise compliance with these laws and take action against any breaches," Armour said. |
| | | | ... to wealth. Certainly conspiracy theorists - right or wrong - could sacrifice six weeks of quietude and even grudging compliance. We can discuss the rights and the wrongs once we get to other side of this pandemic. |
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