Newspaper icon
The latest issue of Financial Standard now available as an e-newspaper
READ NOW

Search Results

Showing 1121 - 1130 of 3496 results for "compliance"

Ratings deteriorate at AMP

ALLY SELBY  |  FRIDAY, 2 OCT 2020
... governance risk under its environmental, social and governance (ESG) framework, given its implications for the company's compliance and reporting," it said. The downgrade considers the impact of AMP Group's governance on its credit profile, it said. ...

New chair of CPA Australia

ELIZABETH MCARTHUR  |  THURSDAY, 1 OCT 2020
... well as TarraWarra Museum of Art. "Merran has considerable expertise in corporate governance, finance, audit, risk and compliance. She is particularly focused on aligning performance management with strategy, and in financial and non-financial external ...

Apex expands Australian offering

ELIZA BAVIN  |  THURSDAY, 1 OCT 2020
... through the addition of local Throgmorton services in Sydney and Melbourne. The launch adds the local provision of tax compliance, accounting, HR, payroll, and company secretarial services to Australian clients. Apex said the addition of these services ...

BABL named, shamed over Great Southern

ELIZABETH MCARTHUR  |  WEDNESDAY, 30 SEP 2020
... singled out as breaching the Code of Banking Practice within its Great Southern Loans business unit. The Banking Code Compliance Committee (BCCC) said in its annual report that the BABL breaches occurred between February 2015 and February 2019. The breaches ...

Manipulative trading at J.P. Morgan costs it over $1bn

ALLY SELBY  |  WEDNESDAY, 30 SEP 2020
... considerable resources we've dedicated to internal controls was recognised by the DOJ, including enhancements to compliance policies, surveillance systems and training programs." The settlement will see J.P. Morgan Chase & Co, and its subsidiaries ...

ASI bolsters SMA service

ANNABELLE DICKSON  |  MONDAY, 28 SEP 2020
... wholesale sales Con Koromilas said ASI's SMA service also supports advice firms to reduce the cost, complexity and compliance burdens in efficiently servicing clients. "After a decade of structural change, increased regulation and industry reform, many ...

AstuteWheel integrates with Xplan

ANNABELLE DICKSON  |  MONDAY, 28 SEP 2020
... decisions," he says. "The integration with Xplan further enables this client-friendly journey, while also creating a compliance trail via a seamless back office process."

Westpac reaches $1.3bn AUSTRAC deal

ELIZA BAVIN  |  THURSDAY, 24 SEP 2020
... recommendations from the reviews that have been conducted." In June, Westpac released the findings from an internal review of its compliance issues as well as the advisory panel report on governance and accountability in which King admitted the bank's ...

Count Financial adds member firm

ANNABELLE DICKSON  |  WEDNESDAY, 23 SEP 2020
... heavily in resources and technology that make the financial advice delivery process efficient and effective. Their compliance and professional standards team adopts a more pragmatic approach than some other licensees out there," Small & Gunn director ...

Finance job ads perk up

KARREN VERGARA  |  TUESDAY, 22 SEP 2020
... May, latest job advertisements data show. A SEEK analysis between July and August shows demand in financial planning, compliance and risk, and banking increased by 7% month on month. However, the sectors trail behind advertising, arts and media (16% ...