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Showing 1071 - 1080 of 3496 results for "compliance"

Foreign investors face tip offs

ANNABELLE DICKSON  |  TUESDAY, 22 DEC 2020
The government has released a new compliance campaign to crack down on foreign investors purchasing residential property and ensuring they are abiding by the guidelines. The Tip Off campaign encourages people to send information to the tax office about ...

Charles Schwab fails consumers, cops fine

KARREN VERGARA  |  TUESDAY, 22 DEC 2020
... to protect consumers and lying to the regulator. CSUK has to cough up GBP8.96 million for a number for safeguard and compliance failures, the UK's Financial Conduct Authority has found, noting the two-year breach period to April 2019. The FCA determined ...

APRA hands down self-assessment report

KARREN VERGARA  |  MONDAY, 21 DEC 2020
... a clear, targeted and effective manner; take action in proportion to the regulatory risk being managed; operate its compliance and monitoring in streamlined and coordinated manner; be open and transparent in dealing with regulated entities; and actively ...

Super fund shuffles team, investment chief steps down

ELIZABETH MCARTHUR  |  THURSDAY, 17 DEC 2020
... has demonstrated a strong passion for renewable energy and ethical investment. Malley is also chair of the Pinnacle compliance committee and director and chair of the audit and risk committee for Perpetual Super and Perpetual Equity Investment Company. ...

ATO backs SMSFs as strong retirement choice

ELIZA BAVIN  |  THURSDAY, 17 DEC 2020
... mid-March as the effects of COVID-19 became apparent, here at the ATO we shifted our focus from our usual mainstream compliance activities, to delivering the government's economic stimulus measures and supporting the sector." The ATO helped facilitate ...

Senior appointments at HLB Mann Judd

ELIZA BAVIN  |  WEDNESDAY, 16 DEC 2020
... been appointed director - tax consulting. Having joined the company as a graduate in 2012, Whelan practices in tax compliance and consulting for corporates. Peter Bardos has been appointed director - tax consulting. He is a tax compliance and consulting ...

Aussie, Lendi to merge

ELIZABETH MCARTHUR  |  WEDNESDAY, 16 DEC 2020
... access home loans but also market transparency. "The role of digital technology in strengthening customer outcomes, compliance and operational agility is only growing in importance and by coming together with a robust and trusted business-like Aussie ...

Superhero to launch super fund

KARREN VERGARA  |  MONDAY, 14 DEC 2020
... popular among platform users. The platform recently appointed Nikki Smeaton and Nick Biven to lead the platform's compliance and market operation respectively. It also launched a managed accounts offering.

Iress scores dealer group mandate

JAMIE WILLIAMSON  |  TUESDAY, 8 DEC 2020
... privately owned dealer group home to more than 70 financial advisers has partnered with Iress to provide a streamlined compliance solution. FYG has adopted Iress' data analytics solution, Lumen. The Lumen software scans for risks such as non-compliance ...

Advice firm launches dealer group

JAMIE WILLIAMSON  |  MONDAY, 7 DEC 2020
... and is conducting due diligence on several others. Lyon said the advisers approaching IIP Dealer Group are typically compliance-conscious and technology savvy. "[We've been talking to] the ones that are actively looking for a better way to run their ...