Search Results | Showing 1051 - 1060 of 3496 results for "compliance" |
| | | ... larger investments do not, as a rule, offer reduced fees," said Rainmaker Information executive director of research and compliance Alex Dunnin said. "Investment managers will offer high-end customers lower fees, but customers usually have to negotiate ... |
| | | | ... their business, including portfolio construction, decision support, risk, collateral management, order management and compliance, State Street said. "Charles River continues to build a strong local presence in Melbourne which is critical to supporting ... |
| | | | ... the directive was given more teeth after the Diet - Japan's Parliament - enacted laws introducing fines for non-compliance. This disconnect between the real economy and stockmarket pricing has led to growing criticism that the Bank of Japan (BOJ) ... |
| | | | ... Investment Trends. The survey found the top challenge faced by risk advisers was rising premiums (61% said this) followed by compliance obligations (53%) and paperwork/admin requirements (50%). With these challenges, Investment Trends said the insurers ... |
| | | | ... regulator has suspended the AFSL of a responsible entity that oversees a property and mortgage fund for breaching several compliance and reporting obligations. The licence of Queensland-based financial services provider Investors Exchange Limited (IEL) ... |
| | | | ... process," he said. "It is not only an essential part of client reporting, it is a crucial element of managed account compliance. We think this is a unique tool in the adviser marketplace." The GreenVUE tool will allow advisers to run portfolios through ... |
| | | | ... companies are not prepared to detect unexpected events like COVID-19, according to a survey of over 400 global risk and compliance decision makers. The study by Dataminr found that only 29% of firms felt confident they have the technology to accurately ... |
| | | | ... of asset management for Australia in January. He has some 20 years in funds management, covering investments, sales, compliance, product, and business management. Scott most recently held leadership roles at AMP Capital managing the product function ... |
| | | | ... hasten a drawdown in the global stock surplus that got underway in earnest during 3Q20. Assuming OPEC+ achieves 100% compliance with the latest agreement, global oil stocks could draw by 1.1 mb/d, or 100 mb, in 1Q21, with the potential for much steeper ... |
| | | | BT has hired a wealth management risk expert from MLC to oversee compliance functions across its platforms and operations. Caroline Guillot recently joined BT from MLC, taking on the title of head of risk platforms, investment and operations. Guillot ... |
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