Search Results | Showing 1011 - 1020 of 3496 results for "compliance" |
| | | ... self-managed superannuation fund software provider BGL is launching one of its products in Singapore. BGL's CAS 360, a company compliance and trust management software solution, has launched a beta version for Singapore-based clients. CAS 360 supports ... |
| | | | ... functions within the region including client account services, investment operations, enterprise risk, tax, and legal and compliance. T.Rowe Price head of distribution, APAC Nick Trueman said the growth in recent years has led to the firm adding resources ... |
| | | | ... required disclosures will face action which may also be publicised, with the strategy saying the disclosures represent compliance with the basics on climate change. "As the regulator for occupational pension schemes, we are uniquely placed to help the ... |
| | | | ... said. In announcing the hit, Credit Suisse also confirmed investment bank chief executive Brian Chin and chief risk and compliance officer Lara Warner stepped down. Warner's departure was immediate, while Chin will remain in his role until the end of ... |
| | | | ... assistance and actuarial (financial modelling and defined benefits); Life insurance (benchmarking, tenders, product design, compliance and reporting). |
| | | | ... first breach reports in May 2019. "ASIC commenced this proceeding because financial institutions need to have robust compliance systems to meet their obligations to customers," the regulator said. "Financial institutions need to put customers first ... |
| | | | ... protect themselves against outliving their retirement savings. "There needs to be a greater balance between comprehensive compliance and giving advisers the freedom to provide advice in a meaningful and engaging way with clients." The Orford Initiative ... |
| | | | ... of limited or scaled advice compared to holistic advice and wanting to be able to provider a cheaper service but the compliance costs are too high. "The industry has a cost and it's starting to increase which has a flow on effect to the consumer," Hodge ... |
| | | | ... obligations fast approaching, Morningstar has released a new solution. "The most meaningful way to keep regulatory compliance costs low for industry participants and consumers is in the taxonomy used to describe a Target Market Determination (TMD)," ... |
| | | | ... a focus on economic and tax policy, Australia's financial regulatory framework, corporate governance, risk and compliance, and significant leadership experience. "Her experience in reforming the superannuation system and financial services, and her ... |
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