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Showing 1061 - 1070 of 3496 results for "compliance"

Milestone launches asset allocation tool

ANNABELLE DICKSON  |  TUESDAY, 2 FEB 2021
... fund of fund structure and complex product-led asset allocation decision making activities - from modelling, pre-trade compliance, cash forecasting, to execution." In addition, pControl's investment platform design leverages common product structures ...

Netwealth names new director

ELIZA BAVIN  |  TUESDAY, 2 FEB 2021
... at PriceWaterhouseCoopers. Temby will also be appointed as the investment committee chair and a member of the audit, compliance risk management, remuneration and culture and nominations committees. Netwealth chair Jane Tongs said Temby's prior experience ...

ASIC faces cybersecurity attack

KARREN VERGARA  |  WEDNESDAY, 27 JAN 2021
... facilitates cloud-based file sharing and collaboration. The firm claims to prevent third-party cyber data breaches and compliance violations with its enterprise content firewall. While the investigation is ongoing, ASIC said, it appears that "there is ...

Longstanding Netwealth chair resigns

ANNABELLE DICKSON  |  THURSDAY, 21 JAN 2021
... was appointed to the board in 2015 and is currently chair of the audit and committee and a member of the investment, compliance and risk management, remuneration culture and nomination committees. He was previously a managing director and senior advisor ...

Boards suffer from disconnect between risk, strategy

ELIZA BAVIN  |  WEDNESDAY, 20 JAN 2021
... non-financial risk which have not been prioritised for digitisation beyond establishment of general governance, risk and compliance applications. Additionally, the research found management are not clear on how much risk they are prepared to take to ...

Hume advocates for affordable advice

KARREN VERGARA  |  WEDNESDAY, 20 JAN 2021
... Association chief executive John Maroney said: "[We] found that the advice process is lengthy, costly and prioritises compliance and the needs of AFSLs over consumers." Current regulation prevents SMSF trustees obtaining the limited SMSF advice they ...

Praemium sees benefits of scale

ELIZA BAVIN  |  WEDNESDAY, 13 JAN 2021
... with Leveraged Equities. Praemium said it will deliver new digital capabilities for model managers, including online compliance attestations and expanded API capability for model managers to access their model data. Alongside this, Praemium said it plans ...

Northern Trust wins First Sentier mandate

KANIKA SOOD  |  WEDNESDAY, 6 JAN 2021
... September 2020. In its previous ownership under CBA, First Sentier's central functions like legal, finance and compliance were a part of CBA and not directly CFSGAM. At the time of the rebrand, the company said it planned to have its own systems ...

Super underperformance needs to be addressed: Research

ELIZA BAVIN  |  TUESDAY, 5 JAN 2021
... major asset classes, super funds struggle to match asset class indexes. Rainmaker executive director of research and compliance Alex Dunnin said that while super funds are not entirely lacking, there is room for improvement. "Australian super funds as ...

SuperConcepts appoints interim chief executive

KANIKA SOOD  |  WEDNESDAY, 23 DEC 2020
... has worked in the SMSF industry for 15 years. He has experience across sales, marketing, customer service, risk and compliance, SuperConcepts said in a statement. He ran the SuperConcepts YourSMSF administration business for two years, the firm said. ...