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Showing 1111 - 1120 of 3496 results for "compliance"

AMP names incidents, issues lead

KARREN VERGARA  |  WEDNESDAY, 14 OCT 2020
... breaches. Papas spent over four and a half years at CommInsure, two years of which was as executive manager of risk and compliance. Prior to that, she was a senior manager for controls, assurance and advice. Papas gained experience in insurance, superannuation ...

Advice reforms to be legislated: Hume

ANNABELLE DICKSON  |  WEDNESDAY, 14 OCT 2020
... the current array of organisations and requirements as an "involuntary colonoscopy" as advisers are overburdened by compliance. "We are hoping there a fewer of them and a clearer path for expectations," she said. Further to this, she said she is optimistic ...

MLC Wealth general manager jumps to Ashurst

ELIZABETH MCARTHUR  |  TUESDAY, 13 OCT 2020
... services organisations are facing into more change and complexity than ever, particularly in relation to regulatory and compliance related matters. "I think that Ashurst's ability to bring the full suite of legal and consulting services together ...

Alphinity appoints to new role

ELIZABETH MCARTHUR  |  MONDAY, 12 OCT 2020
... Mironenko joined from McKinsey. "Jessica is already playing an important role in assisting the Sustainable Share Fund Compliance Committee in refining the investment universe for the fund which considers companies' contribution towards achieving the ...

Adviser sentenced to eight years' prison

ELIZABETH MCARTHUR  |  FRIDAY, 9 OCT 2020
... during the Royal Commission and that perhaps Dick felt he would no longer be able to keep up his fraud. Synchron's compliance manager then flew to Townsville, where Dick was based, eventually escalating the issue to the police. "The fact that he ...

Crypto exchange owners charged

KARREN VERGARA  |  THURSDAY, 8 OCT 2020
... cryptocurrency exchange BitMEX are facing criminal charges for allegedly violating anti-money laundering laws and basic compliance procedures. The Commodity Futures Trading Commission (CFTC) has charged co-founders Arthur Hayes (chief executive), Samuel ...

Frydenberg bets on infrastructure for recovery

KARREN VERGARA  |  TUESDAY, 6 OCT 2020
... range of environmental projects, community grants programs and the establishment of a new Inspector-General of Water Compliance," Frydenberg said.

Fintechs receive JobMaker funding boost

KARREN VERGARA  |  FRIDAY, 2 OCT 2020
... services and attract inward investment. About $7 million will fund two blockchain pilots directed at reducing business compliance costs. The rest of the $800 million is split across the: "Digital identity system" to boost security for government services ...

Superhero nabs new recruits

ALLY SELBY  |  FRIDAY, 2 OCT 2020
... chief executive John Winters confirmed the appointments of Nikki Smeaton and Nick Biven, set to lead the platform's compliance and market operations, respectively. "We are pleased to see such strong talent from across the industry being attracted to ...

Trustees cutting corners: Rowell

KARREN VERGARA  |  FRIDAY, 2 OCT 2020
... product. Rowell said that some approach implementing SPS 515 Strategic Planning and Member Outcomes as a "tick-a-box compliance exercise" after reviewing the varied quality of documentation Trustees can expect further engagement from APRA as they approach ...