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Showing 1141 - 1150 of 3496 results for "compliance"

Chief economist update: The second oil price discounting wave

BENJAMIN ONG  |  WEDNESDAY, 9 SEP 2020
... according to OPEC, a "conformity level of 95% in June 2020, the highest since the inception of the DoC (Declaration of Compliance) in January 2017, tilted crude oil's supply/demand equation in favour of higher prices (at best) or stable prices at ...

Milestone Group appoints APAC lead

ALLY SELBY  |  TUESDAY, 8 SEP 2020
... operations and implementation; custody, securities lending, asset transitions, FX, unit pricing, middle and back office, compliance and governance. Prior to her role with Mercer, Azer worked as a client services manager for the custody and investment ...

MTAA Super, Tasplan reveal executive lineup

KARREN VERGARA  |  THURSDAY, 3 SEP 2020
... Crawford; chief strategy officer Ningning Lyons; chief of people and culture Robyn Judd; chief of governance, risk and compliance Amy Ward; and chief finance officer Grace Angeles. Current MTAA Super executive manager of investments Phil Brown will assist ...

Banks to be questioned on COVID-19 response

ELIZA BAVIN  |  WEDNESDAY, 2 SEP 2020
... practices and rebuilding trust in the sector," Wilson said. "In particular, the committee will question banks regarding compliance issues that have continued to come to light, such as Westpac's compliance failings in relation to its transaction reporting ...

ASIC names operations, risk leads

KARREN VERGARA  |  MONDAY, 31 AUG 2020
... newly-established role of chief risk officer in July, joining from NBN Australia where he held senior responsibilities in compliance and risk management. Prior to that, Gurdon spent 12 years at Telstra working in a senior capacity across risk and security. ...

COVID-19 propels advisers, incumbents into the future

ALLY SELBY  |  MONDAY, 31 AUG 2020
... a culture of innovation and continuous improvement across the business. Another key finding of the report was that compliance and risk management should be seen as an opportunity. "Destabilisation of distribution channels is expected to accelerate as ...

Advice disciplinary body delayed

KARREN VERGARA  |  FRIDAY, 28 AUG 2020
... and the industry's code of ethics. ASIC has stated that it has no role in monitoring or enforcing advisers' compliance under the new disciplinary body, but stressed the importance of sticking to the industry's Code of Ethics. As of 1 January ...

APRA issues new licence conditions on NULIS

ELIZABETH MCARTHUR  |  THURSDAY, 27 AUG 2020
... implementing improvements in its governance and control environment and appointing an independent expert to report on compliance with its licence conditions. APRA said NULIS had agreed to these provisions. The new directions and licence conditions follow ...

ASIC drops CBA investigation

ALLY SELBY  |  THURSDAY, 27 AUG 2020
... significant changes made in recent years as part of a comprehensive program to improve operational risk management and compliance at the bank." As of June 2018, the bank had spent over $400 million on systems and processes relating to AML/CTF compliance ...

Citi adds compliance head

ANNABELLE DICKSON  |  THURSDAY, 27 AUG 2020
Citi Australia has appointed Sarah Stewart as managing director and chief country compliance officer for Australia and New Zealand. She takes over from James Davies, who was recently appointed as regional chief compliance officer for Citi's Institutional ...