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Showing 1171 - 1180 of 3496 results for "compliance"

New chief risk officer at Maple-Brown Abbott

ELIZABETH MCARTHUR  |  MONDAY, 3 AUG 2020
... she has held for six months. Prior to joining Maple-Brown Abbott, McNulty spent over three years working in risk and compliance at Link Group. Maple-Brown Abbott also announced Wendy Cox will be joining the firm in a newly created head of finance and ...

Westpac discovers additional transaction irregularities

ALLY SELBY  |  TUESDAY, 28 JUL 2020
... consideration decisions already taken and announced, the level of direct managerial responsibility or accountability for the compliance failures, and the level of culpability for failings," he said. "While the compliance failures were serious, the problems ...

New class action regulations slammed

ALLY SELBY  |  FRIDAY, 24 JUL 2020
... come to the conclusion that if you have to comply with two different regulatory regimes, it will no doubt increase the compliance cost - and that is my concern." He believes the proposed changes would discourage overseas based funders - subsequently ...

Super to lose $3tn by 2040

JAMIE WILLIAMSON  |  FRIDAY, 24 JUL 2020
... reduced population growth on the back of COVID-19 travel restrictions. Rainmaker executive director of research and compliance Alex Dunnin said the removal of $3 trillion worth of capital could have major ramifications. "This lower projected outlook ...

12 charged in $17m fraud

ELIZA BAVIN  |  WEDNESDAY, 22 JUL 2020
... recovery processes relating to tax debts. The Australian Securities and Investments Commission will target corporate compliance and regulatory issues." ATO assistant commissioner Aislinn Walwyn, who leads the agency's operational activity said that the ...

Iress wins mandate

KANIKA SOOD  |  MONDAY, 20 JUL 2020
... bar with a more comprehensive solution than our current processes for managing portfolios. We needed to automate our compliance function and take the risks associated with human error out of the process as much as possible. Iress' Portfolio System has ...

Forex Capital to face Federal Court

ALLY SELBY  |  FRIDAY, 17 JUL 2020
... culture that was directed towards maximising trading volume and client deposits rather than promoting a culture of compliance with applicable legal requirements". In addition, ASIC alleges Forex Capital established incentives for clients to deposit funds ...

Regtech adds to advisory board

ALLY SELBY  |  MONDAY, 13 JUL 2020
... Angelis said. "The opportunity to provide financial planners a new age platform that will ensure their every growing compliance obligation are delivered efficiently and most importantly; with the quality it deserves. "The Royal Commission has created ...

FSU secures super pay increases

ELIZA BAVIN  |  FRIDAY, 10 JUL 2020
... the FSU do not have any concerns at the moment about underpayments. "Like all financial services entities we expect compliance with the Act and the industrial instruments that apply," she said. The FSU also negotiated pay rises of 6% over 2 years for ...

APRA funds can learn from SMSFs: Rice Warner

ELIZA BAVIN  |  FRIDAY, 10 JUL 2020
... price which members will pay," it said. "The problem facing funds is the cost of delivery of this service and the heavy compliance risks. These costs usually exceed any revenue from the service which means they are subsidised by other members." Rice ...