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Showing 1221 - 1230 of 3496 results for "compliance"

Industry funds pulled back to the pack

HARRISON WORLEY  |  TUESDAY, 19 MAY 2020
... that SMSFs will again move significantly ahead of the other sectors." Though Rainmaker executive director research and compliance Alex Dunnin said industry funds aren't alone in suffering as a result of the pandemic, and said SMSFs would too feel the ...

Westpac announces executive changes

ALLY SELBY  |  TUESDAY, 19 MAY 2020
... staffers jumping ship for opportunities overseas and another appointed to lead the group's financial crime and compliance function. Westpac chief executive of consumer David Lindberg and the bank's chief information officer Craig Bright will ...

Merging super funds guaranteed tax relief

HARRISON WORLEY  |  FRIDAY, 15 MAY 2020
... the definition of Significant Global Entities, which now include managed investments, will impose an "unnecessary tax compliance burden on Australia's managed funds". "A recent survey by Morningstar shows Australia ranks equal last for tax and regulation ...

Industry fund reshuffles leadership

ELIZABETH MCARTHUR  |  TUESDAY, 12 MAY 2020
... step into the chief risk officer role now, being promoted from his position as executive manager, operational risk and compliance. Theng was previously digital channel manager at Tyro Payments and senior manager, wealth risk management at Commonwealth ...

Compliance crackdown, consultations on horizon: ASX

ALLY SELBY  |  TUESDAY, 12 MAY 2020
The chief compliance officer of the ASX has revealed the stock exchange is continuing to focus on advisers gouging fees during the COVID-19 crisis, and revealed the several consultations it has on the horizon. Speaking over the phone for the Governance ...

AFSL pleads guilty to mishandling client money

KANIKA SOOD  |  THURSDAY, 7 MAY 2020
... of Public Prosecutions in their inquiries, and we take full responsibility for these unintentional breaches of our compliance obligations," a spokesperson for Pershing said. "PSAL has implemented changes to its systems and processes and is committed ...

ASX appoints compliance chief

ALLY SELBY  |  THURSDAY, 7 MAY 2020
The ASX has appointed a new chief compliance officer, as the incumbent prepares to step down after a decade in the role. The ASX's deputy general counsel Janine Ryan will take over from Kevin Lewis as he shifts into an advisory role ahead of his retirement ...

HESTA announces three GM appointments

KANIKA SOOD  |  TUESDAY, 5 MAY 2020
... Merrill Lynch in North America, in client and market-facing risk management roles. He will work with HESTA's risk and compliance team (with oversight of risk and governance in the fund's investment functions) and with the investments team (aligning risk ...

Advice group research head departs

HARRISON WORLEY  |  FRIDAY, 1 MAY 2020
... strategy, overseeing development of risk profiling, strategic asset allocation, portfolio construction and adviser license compliance." Previously, Callinan served as head of superannuation research at Rainmaker, and was earlier head of research at ING ...

Industry fund adds to executive leadership

HARRISON WORLEY  |  FRIDAY, 1 MAY 2020
... than three years - and KPMG both in Australia and the US. During his time at BT, Muir supported the development of the compliance framework for the wealth manager's advised and non-advised platform superannuation products, in addition to working on the ...