The latest issue of Financial Standard now available as an e-newspaper
|Showing 61 - 70 of 100+ results for "Compliance"|
|... "Naturally, as a financial planning business owner you expect your licensee to be adequately resourced to meet ongoing compliance and business hygiene needs." FYG Planners general manager Andrew Wootton said it was great to see an adviser striking out ...|
|... has worked in the SMSF industry for 15 years. He has experience across sales, marketing, customer service, risk and compliance. Christensen also ran the SuperConcepts YourSMSF administration business for two years. AMP Australia's director, platforms ...|
|... intend to in the future. This is because there is no demand, consumers prefer a human adviser and there are too many compliance concerns. As for its next steps, ASIC said it has "identified a number of initiatives that may assist industry participants ...|
|... and advisers. CFS is currently recruiting for a newly created CFS group chief risk officer position to bring risk and compliance expertise as it separates from CBA. Coombe said the appointments will strengthen capability and capacity as the business ...|
|... NSW/ACT/QLD, having been in the role since 2012. She is responsible for overseeing all aspects of the union's financial, risk, compliance, procurement, human resources, information technology, membership administration and corporate service functions. ...|
|... between $5 million and $100 million in investable funds. The family office service will include corporate advisory, compliance, business planning and bespoke project management. Sequoia acquired Macro Investment Advisory's client book as part of its ...|
|... that govern the brokerage industry, rules which are designed to protect investors and the integrity of our markets. Compliance with these rules is not optional and cannot be sacrificed for the sake of innovation or a willingness to 'break things' ...|
|... small businesses on financial planning, investment management and lending solutions, as well as accounting and tax compliance services. Founder and director George Ferizis said joining a highly collaborative consortium is an exciting new phase for the ...|
|GBST has upgraded its solution to make it easier for superannuation funds to identify members and meet Australian Tax Office tax obligations. GBST Digital now allows super funds to integrate ID verification in their systems without compromising the ...|
|... Standard recently wrote about the state of risk advice in its special feature. Changes to remuneration, education, compliance regimes and products, like income protection, have made it impossible for some advisers to keep their head above water. The ...|
Australian Ethical introduced a new high conviction fund to wholesale clients, investing in a range of sectors including local healthcare, renewables and technology stocks within the S&P ASX 300.
The super industry is calling for mandated consistency on portfolio holdings disclosure after it was recommended the Future Fund be exempt from disclosing commercially sensitive information.
Capstone Financial Planning has revoked the authorisation of Mark Babbage, the Victorian financial adviser jailed for breaching Western Australia's strict border restrictions to attend the AFL Grand Final.
Ellerston Capital will terminate the Morphic Global Opportunities Fund later this month as a result of dwindling funds under management.
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