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Showing 61 - 70 of 100+ results for "Compliance"

FYG expands network

KARREN VERGARA  |  WEDNESDAY, 7 JUL 2021
... "Naturally, as a financial planning business owner you expect your licensee to be adequately resourced to meet ongoing compliance and business hygiene needs." FYG Planners general manager Andrew Wootton said it was great to see an adviser striking out ...

SuperConcepts appoints chief executive

ANNABELLE DICKSON  |  WEDNESDAY, 7 JUL 2021
... has worked in the SMSF industry for 15 years. He has experience across sales, marketing, customer service, risk and compliance. Christensen also ran the SuperConcepts YourSMSF administration business for two years. AMP Australia's director, platforms ...

ASIC announces advice affordability findings

KARREN VERGARA  |  TUESDAY, 6 JUL 2021
... intend to in the future. This is because there is no demand, consumers prefer a human adviser and there are too many compliance concerns. As for its next steps, ASIC said it has "identified a number of initiatives that may assist industry participants ...

CFS unveils new leadership team

KARREN VERGARA  |  MONDAY, 5 JUL 2021
... and advisers. CFS is currently recruiting for a newly created CFS group chief risk officer position to bring risk and compliance expertise as it separates from CBA. Coombe said the appointments will strengthen capability and capacity as the business ...

Aware Super adds to board

ANNABELLE DICKSON  |  FRIDAY, 2 JUL 2021
... NSW/ACT/QLD, having been in the role since 2012. She is responsible for overseeing all aspects of the union's financial, risk, compliance, procurement, human resources, information technology, membership administration and corporate service functions. ...

Sequoia launches family office

ELIZABETH MCARTHUR  |  FRIDAY, 2 JUL 2021
... between $5 million and $100 million in investable funds. The family office service will include corporate advisory, compliance, business planning and bespoke project management. Sequoia acquired Macro Investment Advisory's client book as part of its ...

Robinhood hit with record-breaking fine

KARREN VERGARA  |  THURSDAY, 1 JUL 2021
... that govern the brokerage industry, rules which are designed to protect investors and the integrity of our markets. Compliance with these rules is not optional and cannot be sacrificed for the sake of innovation or a willingness to 'break things' ...

Connectus acquires fifth practice

KARREN VERGARA  |  WEDNESDAY, 30 JUN 2021
... small businesses on financial planning, investment management and lending solutions, as well as accounting and tax compliance services. Founder and director George Ferizis said joining a highly collaborative consortium is an exciting new phase for the ...

GBST improves compliance checks

KARREN VERGARA  |  TUESDAY, 29 JUN 2021
GBST has upgraded its solution to make it easier for superannuation funds to identify members and meet Australian Tax Office tax obligations. GBST Digital now allows super funds to integrate ID verification in their systems without compromising the ...

Stonehouse acquires risk advice firm

KARREN VERGARA  |  MONDAY, 28 JUN 2021
... Standard recently wrote about the state of risk advice in its special feature. Changes to remuneration, education, compliance regimes and products, like income protection, have made it impossible for some advisers to keep their head above water. The ...