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Showing 61 - 70 of 3468 results for "Compliance"

GSFM appoints two new executives

ELIZA BAVIN | FRIDAY, 6 MAR 2026

... been appointed chief operating officer and will join GSFM's executive committee. Osborne joined GSFM in March 2017 as compliance manager bringing extensive experience in operations, process improvement, risk management and compliance. In 2019, he was ...

VanEck reshuffles Aussie ranks

ELIZABETH FRY | THURSDAY, 5 MAR 2026

... investments and distribution. James Gil and Saul Bernstein have been elevated to head of product and head of risk and compliance, respectively, while Pranay Lal has been promoted to portfolio manager. Clio Bratina has joined the business development ...

Former Tyndall managers to run Bell's first Aussie equities strategy

MATTHEW WAI | THURSDAY, 5 MAR 2026

... with Bell Asset Management's strategic decision to diversify investment offerings across distributions, operations, compliance and administration. Commenting, Lovett said the appointments represent an exciting step forward for the firm. "As boutique ...

Former ASIC deputy chair Crennan steps in as York St Capital chair

RIDDHIMA TALWANI | WEDNESDAY, 4 MAR 2026

... than crypto hype. York St Capital is being positioned as an organisation-built for scrutiny, durability and regulatory compliance. That is what makes this opportunity compelling."

MIS review ignores key issues: FAAA

KARREN VERGARA | TUESDAY, 3 MAR 2026

... funds, and legislate to prevent related-party transactions and related-party investments in defined circumstances. Compliance plan standards should be raised and clearly defined while MIS recurrent and real-time reporting to ASIC should be introduced. ...

Life insurer sanctioned for invalid access to customer information

MATTHEW WAI | TUESDAY, 3 MAR 2026

The Life Insurance Code Compliance Committee (Life CCC) has sanctioned a life insurer for collecting customers' medical information without valid medical authority for four years. According to the committee, the unnamed insurer collected medical information ...

Platform cybersecurity, service quality now advisers' deciding factors

MATTHEW WAI | FRIDAY, 27 FEB 2026

... than 20% of advisers now rank security among their top three criteria when selecting a platform, reinforcing a more compliance-focused audience, while poor service was a driver in 50% of cases where advisers stopped using a platform. Investment Trends ...

Sequoia weighs InterPrac's fate, launches review

KARREN VERGARA | TUESDAY, 24 FEB 2026

... 2025." The group has already formed an independent governance committee and overhauled its senior management in the compliance team in response to the collapse of the two managed investment schemes. This includes hiring former ASIC commissioner Danielle ...

VFMC names chief finance, risk officer

JAMIE WILLIAMSON | TUESDAY, 24 FEB 2026

... VFMC team in this executive role leading the key enterprise-wide functions of Finance, Fund Accounting, Tax, Risk and Compliance and Legal," VFMC chief executive Kate Galvin said. Phillips will bring more than three decades' experience in financial services ...

SMSFs need to stay ahead of the regulatory curve: Nowinfinity

MATTHEW WAI | FRIDAY, 20 FEB 2026

Nowinfinity general manager Kate Anderson said upcoming regulatory changes will have a significant impact on compliance for self-managed superannuation funds (SMSF) and advised professionals to stay alert. With Division 296, AML/CTF Tranche 2, and Payday ...

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BT appoints new head of strategy

KARREN VERGARA

A former Allianz Retire+ executive has joined BT as the new head of strategy.

ASX sees trade volumes soar in May

MATTHEW WAI

ASX saw a substantial growth in trade volumes last month, despite continued lackluster movement in IPOs.

Otivo launches AI-powered financial advice

MATTHEW WAI

Otivo has launched a mobile app for Australians to access licensed advice powered by AI.

Munro expands access to climate focused fund

VINNY VUCAGO

The Munro Global Growth Climate Leaders PIE Fund has been opened to retail investors in New Zealand.

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