Search Results | Showing 61 - 70 of 3007 results for "Compliance" |
| | ... citing concerns the existing moratorium is ineffective, negatively impacting medical research efforts, and a lack of compliance from insurers. The government's consultation paper, Use of genetic testing results in life insurance underwriting, is aimed ... |
| | | ... disclosure statements sent to customers were timely and accurate. "ASIC expects businesses to invest properly in their compliance systems. As today's outcome shows, if they fail to do so, they face significant penalties." Mercer has previously paid about ... |
| | | Perth Mint has entered an enforceable undertaking (EU) with AUSTRAC to improve compliance with Australia's anti-money laundering and counter-terrorism financing (AML/CTF) laws. In August, the financial crimes regulator ordered the appointment of ... |
| | | ... however, showed that their responsibilities extend beyond SoAs and has evolved more into product research, modelling, compliance and project work, software configuration, and client reviews. "A common belief is that even if legislation doesn't mandate ... |
| | | ... that Kraken made a business decision to reap hundreds of millions of dollars from investors rather than coming into compliance with the securities laws. That decision resulted in a business model rife with conflicts of interest that placed investors' ... |
| | | ... practices, we are giving precious time back to advisers to focus on their clients by increasing efficiencies, improving compliance and streamlining day-to-day processes," Power said. Elemnta chief executive Shaun Green said during the pilot stage, advisers ... |
| | | ... firm to only terminating existing client arrangements. The corporate regulator revoked JB Markets' AFSL due to non-compliance with financial requirements and insufficient resources for providing and supervising its services, effective November 8. As ... |
| | | ... institutional grade leveraged FX hedging solutions for managed account investors due to the significant administrative, compliance and cost barriers. This means that typically if investors decide to protect their USD exposure, they need to hedge 100% ... |
| | | ... entitlements to funds and individuals, while also raising over $1.3 billion in super guarantee charge liabilities through compliance actions in the 2022-23 financial year. During the year, the ATO completed around 14,000 superannuation guarantee (SG) ... |
| | | ... Saint said. "A combination of a rapidly recovering economy, high commodity prices and high levels of voluntary tax compliance, backed up by the hard work of the Tax Avoidance Taskforce over many years, has delivered in spades." Mirroring the broader ... |
|