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Showing 101 - 110 of 3468 results for "Compliance"

Australian Ethical appoints chief risk officer

ANGELIQUE MINAS | THURSDAY, 18 DEC 2025

... at AustralianSuper. Before these roles, Kooyman held senior executive positions at AMP Capital, and senior risk and compliance roles at Perpetual, Deloitte's UK office and HSBC. In her new position, Kooyman will be a member of the executive leadership ...

Sequoia expects earnings hit from Shield, First Guardian

KARREN VERGARA | TUESDAY, 16 DEC 2025

... In order to mitigate any potentially similar legacy exposures, the group has implemented enhanced risk management, compliance monitoring, and adviser supervision frameworks across its licensee and adviser services division," the firm said. Sequoia recently ...

ASIC welcomes support for simplifying guidance on conflicts of interest

MATTHEW WAI | TUESDAY, 16 DEC 2025

... recommends related entities to take a proportionate and risk-based approach to their obligations and may assess their compliance with industry standards or practices if necessary. "Specifically, we will take industry standards or codes of conduct into ...

ASIC suspends MW Planning AFSL over missing responsible manager

MATTHEW WAI | FRIDAY, 12 DEC 2025

... failing to appoint a new responsible manager following the banning of Robert John Tohill on August 25. Tohill was the compliance and responsible manager for MW Planning and MWL Financial Services, also a subsidiary of MWL Financial Group. Additionally ...

ASIC issues $2.2m infringement notices

ANGELIQUE MINAS | THURSDAY, 11 DEC 2025

... or suspect that a company is not complying with its lodgement obligations." Enhancing its focus on driving improved compliance and reporting obligations, for all companies that have paid the notice but still have outstanding financial reports, ASIC's ...

'Outdated' law gating teenagers from thousands of dollars in super: Industry

MATTHEW WAI | THURSDAY, 11 DEC 2025

The super industry is urging the government to scrap the "outdated" law that denies super to most under-18 workers, which is also increasing the gender gap and costing women up to $11,000 at retirement. The new analysis comes as a Pyxis survey found ...

Cbus appoints chief financial officer

MATTHEW WAI | WEDNESDAY, 10 DEC 2025

Cbus has welcomed a chief financial officer to oversee finance, data and analytics, business risk and compliance, and investment enablement. Tim Elliott joins Cbus from Housing Australia where he was the chief financial officer for a year. He brings ...

APRA consults on CPS 230 amendments

ELIZA BAVIN | WEDNESDAY, 10 DEC 2025

... submissions until 30 January 2026. APRA said it plans to finalise the targeted changes to CPS 230 ahead of the 1 July 2026 compliance date. APRA said this is intended to streamline processes for regulated entities, alleviate regulatory burden, and ensure ...

ASIC sues Diversa for First Guardian failures

KARREN VERGARA | TUESDAY, 9 DEC 2025

... limit it imposed for First Guardian, ASIC alleged, and that it failed to have systems and processes in place to ensure compliance with that holding limit. ASIC questioned if Diversa had any regard to the apparent nature and characteristics of First Guardian ...

APAC investors push for 24-hour trading in US markets

ELIZA BAVIN | FRIDAY, 5 DEC 2025

... strengthens the market ecosystem. However, scaling distributed ledger technology remains challenging, making regulatory compliance and industry coordination essential."

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BT appoints new head of strategy

KARREN VERGARA

A former Allianz Retire+ executive has joined BT as the new head of strategy.

ASX sees trade volumes soar in May

MATTHEW WAI

ASX saw a substantial growth in trade volumes last month, despite continued lackluster movement in IPOs.

Otivo launches AI-powered financial advice

MATTHEW WAI

Otivo has launched a mobile app for Australians to access licensed advice powered by AI.

Munro expands access to climate focused fund

VINNY VUCAGO

The Munro Global Growth Climate Leaders PIE Fund has been opened to retail investors in New Zealand.

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