Search Results | Showing 51 - 60 of 3474 results for "Compliance" |
| | | ... in September last year," he says. "That's been lucky from a timing perspective, but we know there's so much compliance required with investment bonds that as the manager, there's a lot of manual processes in the industry to make sure we're ... |
| | | | ... Licensee Solutions provides full support to self-licensed advisers, from setting up their AFSL to revenue management, compliance, research, Xplan, marketing and more, it said. It includes options for one-off services such as website development, marketing ... |
| | | | ... regulatory requirements, member-first principles, and our operational framework - while maintaining strong governance, compliance, and sustainability standards." Hostplus did not respond to Financial Standard 's question regarding guardrails being considered ... |
| | | | ... internal dispute resolution system and ensure its services were provided appropriately. Meanwhile, Binance's senior compliance staff provided inadequate oversight or review of client applications and supporting documentation, further weakening the ... |
| | | | ... role, jumping across from Hostplus where she was head of legal, governance and resolutions. She oversees the legal, compliance, governance and company secretariat functions. She's previously held roles like executive manager, risk, platforms and investment ... |
| | | | ... management as key client benefits, while practice benefits - particularly simplified management, time savings, and reduced compliance workload - are reinforcing managed accounts as an essential operating tool for advice businesses." When recommending ... |
| | | | ... sole director Justin Harding will remain with the business post-sale. He is also currently the head of legal, risk and compliance at Sequoia. InterPrac currently has a professional indemnity (PI) insurance policy worth $20 million covering the failures ... |
| | | | ... all about three things, attracting and absorbing investment; making it easier to build and build faster; and cutting compliance costs where we can." On tax reform, the Treasurer said it is an important part of the government's productivity agenda with ... |
| | | | ... Singh said this creates issues when a third-party platform wants to access to an institution in terms of security and compliance concerns. "With the compliance lens on top of it, there are frameworks like CDRs, they have an ever-evolving requirement. ... |
| | | | ... where appropriate, in pursuing their own AFSL or transitioning to another licensee of their choosing, including through compliance and support services available within the Sequoia group." Sequoia is currently suing the Australian Financial Complaints ... |
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