The latest issue of Financial Standard now available as an e-newspaper
|Showing 91 - 100 of 100+ results for "Compliance"|
|... officer. Meanwhile, a chief of staff role has been created, with Sunsuper's executive general manager, risk, legal and compliance Lachlan East appointed. "The appointed executives have the right mix of expertise and experience to deliver outstanding ...|
|... looking into the company for some time, with ASIC initially finding deficiencies in the business' risk management and compliance processes in April 2013. The firm went into voluntary administration in November 2018 with $19.7 million of client funds ...|
|... affected between January 2020 to the April/March survey were investment consultants (34% of respondents affected), compliance analysts or officers (also 34%), economists (33%), and consultants (32%). Roles where the least respondents reported a decrease ...|
|The Financial Services Council and AFCA have jointly appointed Jan McClelland as chair of the Life Code Compliance Committee (LCCC). McClelland has extensive board experience and is currently deputy chancellor at the University of New England, chair ...|
|... there is an overwhelming trend towards super funds lowering their fees," Rainmaker executive director of research and compliance Alex Dunnin said. Looking at the mix of fee cuts amongst the fee cutters: about a third lowered their administration fees ...|
|... obligations, according to AUSTRAC. The financial intelligence agency is investigating NAB's "potential serious and ongoing non-compliance" with respect to customer identification procedures, ongoing customer due diligence, and its ability to comply with ...|
|... Yoshai has also been ordered to pay a $400,000 fine. His Honour Justice Middleton found that Forex CT had "systemic compliance deficiencies" and a culture of non-compliance and said that "the vast losses incurred by clients support the imposition of ...|
|... such as errors and multiple iterations of the same documents and protect themselves and their licensees with automatic compliance," Liao said.|
|... is looking out for toxic corporate culture and instances of misconduct. Speaking at the ASFA Spotlight on Risk and Compliance event, Smith said workplace misconduct has never been a more high-profile issue in the media. "A single serious accusation of ...|
|... ASIC about the issue. They listened to the associations' concerns. As a result, ASIC will take a "facilitative compliance approach", meaning that it will not take regulatory action where breaches occur during the transition year, being 1 July 2021 ...|
Natixis Investment Managers hired an institutional sales director who spent nearly a decade at First Sentier Investors.
The newly merged LGIAsuper and Energy Super have scrapped a weekly administration fee and will retain an annual fee as a result of scale benefits.
Fidelity International launched a climate investing policy with a rating scheme in a bid to halve its carbon emissions by 2030.
The House of Representatives Standing Committee on Tax and Revenue has recommended that the Australian Tax Office develop a Bill of Rights' for taxpayers.
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