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Showing 131 - 140 of 3468 results for "Compliance"

Super moves: Future Fund, Bupa, QIC, HESTA, Prime Super

ELIZABETH FRY | THURSDAY, 13 NOV 2025

... operations reporting. Shinkarsky is a senior consulting executive with over 16 years' experience leading risk, compliance, and strategy programs across APAC's top financial institutions. He joins from IBM Promontory, where he covered regulatory ...

APRA to continue crackdown on super fund expenditure

ELIZA BAVIN | THURSDAY, 13 NOV 2025

... some in the industry are still lagging. "There is a clear and growing gap between those trustees who are focused on compliance that are meeting minimum expectations, and those who have really embraced retirement as a strategic and competitive imperative," ...

SQM Research faces court over 'favourable' rating of Shield

MATTHEW WAI | THURSDAY, 13 NOV 2025

... completed questionnaires, as well as any audited financial statements and policies for Keystone relating to governance, compliance, risk management and investment processes in relation to the fund. SQM Research downgraded Shield's rating to 'hold' ...

Interprac sued over Shield, First Guardian failures

JAMIE WILLIAMSON | THURSDAY, 13 NOV 2025

... been accused of lacking adequate risk management systems. The regulator said it was because of "critical oversight and compliance failures" by Interprac that thousands of Australians received poor financial advice, putting their retirement savings at ...

MBS Insurance partners with Orbital Life

ANGELIQUE MINAS | WEDNESDAY, 12 NOV 2025

... operational infrastructure, including its bespoke Salesforce client-database platform and business support team, spanning compliance, paraplanning and claims management. Orbital Life founder and managing director Nick Fanto said the business has ambitious ...

Industry bodies offer Payday Super resources

KARREN VERGARA | TUESDAY, 11 NOV 2025

... phase will involve testing new systems and processes and reviewing new business practices against the ATO's new compliance guidelines. "The key risks here will be system bottlenecks, and inconsistent interpretations of requirements which could see ...

Perennial snaps up 50% of Balmoral, hands over microcap mandate

RIDDHIMA TALWANI | TUESDAY, 11 NOV 2025

... have the scale to operate profitably and grow substantially with the support of Perennial in distribution, marketing, compliance and administration," Canham said. Smith noted an evolution in the microcap space with the average market capitalisation of ...

Advice industry under strain amid crisis of inefficiencies: Elemnta

MATTHEW WAI | TUESDAY, 11 NOV 2025

... estimate that they are only spending 45% of their time on non-advice operations, including time spent on implementation, compliance, and administration work. However, Elemnta said the figure is closer to 86%, nearly doubling advisers' perception. "Such ...

ASX names chief compliance officer

MATTHEW WAI | TUESDAY, 11 NOV 2025

ASX has appointed a former APRA general counsel to the role of chief compliance officer, reporting to chief executive Helen Lofthouse. Lucinda McCann is succeeding Daniel Moran, who announced his resignation in July after 15 years at the exchange. McCann ...

Super funds a "standout" in risk and compliance hiring: Kaizen

RIDDHIMA TALWANI | MONDAY, 10 NOV 2025

Superannuation funds have been a standout driver of governance, risk and compliance (GRC) hiring, according to a report by Kaizen Recruitment. The latest salary guide by the recruitment firm found pockets of resilience and emerging opportunities in ...

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BT appoints new head of strategy

KARREN VERGARA

A former Allianz Retire+ executive has joined BT as the new head of strategy.

ASX sees trade volumes soar in May

MATTHEW WAI

ASX saw a substantial growth in trade volumes last month, despite continued lackluster movement in IPOs.

Otivo launches AI-powered financial advice

MATTHEW WAI

Otivo has launched a mobile app for Australians to access licensed advice powered by AI.

Munro expands access to climate focused fund

VINNY VUCAGO

The Munro Global Growth Climate Leaders PIE Fund has been opened to retail investors in New Zealand.

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