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|Showing 11 - 20 of 100+ results for "Compliance"|
|Link Group hired a senior superannuation specialist from ASIC to take on the role of global head of risk and compliance for its Retirement & Superannuation Solutions (RSS) division. Theresa Mills joined ASIC in 2016 as a director of its financial literacy ...|
|The fund manager has appointed a head of risk and compliance, general executive, and research associate as it invests in its next stage of growth. Thomas Withers has joined as head of risk and compliance from Northcape Capital where he was in a similar ...|
|... ideas and thought leadership." Asendium recently partnered with regtech Fourth Line to help advisers deliver risk and compliance reviews as part of their document preparation. "Importantly, as the number of advised Australians remains static at around ...|
|... in the profession. "Then there are others who have run successful practices but are being overwhelmed by increasing compliance costs and other legislative and regulatory changes impacting on products and how they can be offered. It is hardly surprising ...|
|... 7.7 of the Corporations Act. "The feedback I get from my own staff is that the industry can take an overly cautious compliance approach to these documents which can add costs," Longo explained. He went on to acknowledge that ASIC could do more to work ...|
|... collaboration will highlight opportunities and pathways in areas that are typically underrepresented by women such as risk and compliance, digital and technology and investments. Girls of Impact is a social enterprise delivering content, events, intersectional ...|
|... investing options surges. "Having an independent specialist RE can bring decades of experience, ensuring the fund meets compliance and governance requirements. It gives fund managers the confidence to focus on the commercial investment decisions and ...|
|... Limited (PMC), it has become clear that PAI and PMC face many common issues, not least in relation to legal, risk and compliance matters. As such, there are many potential benefits to having a common board of directors across both companies," Towers ...|
|... management and blockchain), cybersecurity forensics/investigations, pen testers and governance, as well as risk and compliance. State Street expects to fill the roles over the next two years. State Street head of Ireland Tadhg Young said Ireland was ...|
|... ASIC's survey found that some trustees have already introduced a triaging mechanism and/or new processes to improve compliance with the new timeframes for IDR responses. The regulator said this was a positive discovery. In regard to the systems that ...|
ASIC issued a stern warning to employers and their superannuation fund provider about influencing employees' choice of super funds.
UBS Asset Management appointed BlackRock's chief operating officer as country head for Australia and New Zealand.
The chief investment officer of Ellerston Capital has been appointed a director of a $40 billion superannuation manager.
SMSF technology provider Class has agreed to be acquired by HUB24 via a scheme of arrangement.
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