Search Results | Showing 11 - 20 of 2994 results for "Compliance" |
| | ... ration as a result of the removal of duplication of expenses such as ASX listing fees, share registry fees, audit fees, compliance costs, and other public listed company costs, as well as a larger pool of assets across which to spread expenses," Wilson ... |
| | | ... portfolios through InvestSMART's professionally managed accounts. The latter is providing its back-end administrative, compliance, and technological platform. In an ASX announcement, InvestSMART anticipated "significant growth potential" for its white ... |
| | | ... oversight. Before that, she spent seven years with Perpetual as a business unit manager, working in client management and compliance. She is a chartered accountant and has also worked with Grant Thornton and BDO Nelson Parkhill. "We are delighted to ... |
| | | ... succession planning, training and professional development, and business coaching. Only 5% of BDMs assist advisers with compliance and monitoring support, while 55% of PDMs offer this support. The majority (64%) said they spend too much time performing ... |
| | | ... retirement. During this time, she advised Jeremy Cooper, head of retirement income. Haqqani previously worked as a compliance manager for RBC Global Asset Management and a product and relationship specialist at EQT Funds Management. She spent five years ... |
| | | ... Pacific at Morningstar, a role she's held since July 2021. UniSuper said Bradley will lead its investment governance and compliance processes while supporting internal and external financial advisers on investment issues. "We're delighted to welcome ... |
| | | ... and every asset in the fund. All service providers acted in good faith throughout - and invested in robust legal and compliance processes. "We would have welcomed the opportunity to work with ASIC to explore and address any issue or concern that they ... |
| | | ... and SMSFs. Additionally, GBST ushered in an "electronic consent capture" to enhance efficiencies without compromising compliance or raising costs. "This supports compliance practice and minimises interaction oversight to improve accuracy in client communication ... |
| | | ... responsibility and sustainability," she said. Conversely, will the banks be prepared for more regulatory scrutiny and higher compliance costs particularly if there is no additional revenue to buffer such additional time and effort? Nguyen said stricter ... |
| | | ... auditors with the ATO. There are currently 4341 registered SMSF auditors. As a result of referrals from the ATO's compliance program and other identified SMSF auditor conduct concerns, ASIC has deregistered 14 SMSF auditors and imposed conditions ... |
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