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Showing 31 - 40 of 3468 results for "Compliance"

APRA finalises CPS 230 amendments

ELIZA BAVIN | THURSDAY, 30 APR 2026

... 230 for material arrangements with certain categories of non-traditional service providers (NTSPs), where contractual compliance is not practicable. "Developed in response to industry feedback, these changes aim to provide targeted, administratively ...

Evolution Trustees names chief executive

MATTHEW WAI | THURSDAY, 30 APR 2026

... will help us scale in a disciplined way, continue delivering high-quality service to clients, and maintain the strong compliance and governance standards that are central to our business."

REI Super realigns leadership team

JAMIE WILLIAMSON | WEDNESDAY, 29 APR 2026

... the role of executive manager, governance at First Super after close to three years. Prior, she was head of risk and compliance at RMBL Investments and worked at IOOF, Australian Unity, Cbus and Hostplus, always in legal and compliance roles. REI Super ...

ASX declares CHESS clearing services ready

ELIZA BAVIN | TUESDAY, 21 APR 2026

... transformational change. In addition to the interim report's findings, the panel also observed ASX's risk management and compliance practices need to mature to become fit-for-purpose and embedded in business processes. The report determined this ...

FSC ups expectations on platform trustees' governance

JAMIE WILLIAMSON | THURSDAY, 16 APR 2026

... Better Practice Guidance has been developed in consultation with industry and is to commence July 1, with mandatory compliance from 1 January 2027. The FSC said the new standard promotes "the best financial interests of members by strengthening the governance ...

Treasury mulls increased powers for TPB

ELIZA BAVIN | TUESDAY, 14 APR 2026

... terminated practitioner can reapply for registration from five years to 10 years. "The amendments implement a stronger compliance framework that more effectively penalises and deters inappropriate conduct by both registered tax practitioners and unregistered ...

GESB loses another key executive

JAMIE WILLIAMSON | MONDAY, 13 APR 2026

... including legal, secretariat and governance functions, information security, records and data management, risk and compliance, IT services, and people and culture. He had been brought on to support the fund's new strategy following changes to Western ...

Former Big Un chief pleads guilty to insider trading

RIDDHIMA TALWANI | FRIDAY, 10 APR 2026

... against Big Un's auditor Graham Rothesay Swan, who was convicted for failing to conduct the 2017 audit of the firm in compliance with auditing standards. Former investment analyst Michael Ming Jinn Ho was sentenced to three years imprisonment to be served ...

ASIC hands down 10-year adviser ban

ELIZA BAVIN | THURSDAY, 9 APR 2026

... month prior, but ASIC intervened because it held concerns about, amongst other things, ISG's financial, governance and compliance positions. ASIC said from 2019, the schemes had received around $145 million from retail and wholesale investors before ...

Div 296 requires fixing before finalisation: Industry

MATTHEW WAI | THURSDAY, 9 APR 2026

... concerns over the drafted Division 296 regulations, warning the current design could create unnecessary complexity, higher compliance costs and unfair outcomes. The bill passed the Parliament last month, and was followed by a consultation to seek feedback ...

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BT appoints new head of strategy

KARREN VERGARA

A former Allianz Retire+ executive has joined BT as the new head of strategy.

ASX sees trade volumes soar in May

MATTHEW WAI

ASX saw a substantial growth in trade volumes last month, despite continued lackluster movement in IPOs.

Otivo launches AI-powered financial advice

MATTHEW WAI

Otivo has launched a mobile app for Australians to access licensed advice powered by AI.

Munro expands access to climate focused fund

VINNY VUCAGO

The Munro Global Growth Climate Leaders PIE Fund has been opened to retail investors in New Zealand.

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