Newspaper icon
The latest issue of Financial Standard now available as an e-newspaper
READ NOW

Search Results

Showing 31 - 40 of 100+ results for "Compliance"

CFS appoints risk chief from MLC

ELIZABETH MCARTHUR  |  MONDAY, 23 AUG 2021
... two years. In that role, Lane led a team of more than 750 people in areas including the separation from NAB, risk and compliance, remediation, regulatory affairs, government affairs, legal, company secretariat and office of the superannuation trustee. ...

Updated life code released

ELIZABETH MCARTHUR  |  WEDNESDAY, 18 AUG 2021
... "The code, which is mandatory for all FSC's life insurance members and will be governed by the independent Life Code Compliance Committee, has been reviewed line by line and letter by letter from the starting point that every clause can be improved," ...

Class makes acquisition, profit down

ANNABELLE DICKSON  |  TUESDAY, 17 AUG 2021
... recently with NowInfinity and Smartcorp in 2020 and Reckon Docs in March 2021, leading to an 18% share of the document and compliance market. "Class has followed a strategic roadmap to grow our share of the corporate compliance and documentation market ...

State Street hires for APAC

ANNABELLE DICKSON  |  MONDAY, 16 AUG 2021
... funding costs. "Collateral management is fundamental for institutions to manage capital, risk, liquidity and regulatory compliance" Ahlner added. "Market evolution has not only highlighted the importance of liquidity management but also its efficiency ...

RI Advice names Practice of the Year

ANNABELLE DICKSON  |  MONDAY, 16 AUG 2021
... positively contributes to industry discussions." The judging process is based on factors such as client engagement, compliance, technology integration and client feedback. Pride Advice has offices in Adelaide and Sydney with six financial advisers and ...

ASIC outlines approach to reforms amid uncertainty

JAMIE WILLIAMSON  |  FRIDAY, 13 AUG 2021
... said. "We therefore recognise there will be a period of transition as industry finalises implementation of additional compliance measures, and ASIC will take a reasonable approach in the early stages of these reforms provided industry participants are ...

Funds valued illiquid asset correctly: ASIC

KARREN VERGARA  |  WEDNESDAY, 11 AUG 2021
... applicable. "REs should also ensure that the valuation practices in their policies are consistently reflected in their compliance plans and the policies reviewed regularly to ensure they remain adequate," the regulator said.

Roar launches interactive SOA tool

KARREN VERGARA  |  TUESDAY, 10 AUG 2021
... Roar chief executive Kevin Liao said DynamicDocs is designed to help advisers run more efficient practices, manage compliance obligations and build a scalable proposition for low account balance clients. "The latest round of COVID-19 restrictions highlight ...

Booming market for financial services jobs

ELIZABETH MCARTHUR  |  TUESDAY, 10 AUG 2021
... operations, ESG/responsible investment, client services & administration, data & performance analytics, marketing, and risk & compliance. Risk and compliance continues to be a market with plenty of job opportunities. "The current risk and compliance ...

Platform co-founder departs

ANNABELLE DICKSON  |  MONDAY, 9 AUG 2021
... known as WealthO2 in 2015. In 2016, WealthO2 launched WealthO2 MDA and WealthO2 Managed Accounts to bring automation to compliance, execution processing, broker data connectivity, rebalancing and performance analytics. WealthO2's chief distribution officer ...