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Showing 21 - 30 of 3500 results for "Compliance"

ASIC calls out platform trustees: 'Clear breach of trust'

RIDDHIMA TALWANI  |  MONDAY, 29 JUN 2026
... of options, and greater oversight of advisers using the platforms. The standard commences on 1 July 2026, with full compliance required from 1 January 2027. FSC platform members, who will be bound by the standard, represent around 89% total platform ...

ASIC sues three Keystone Asset Management directors

KARREN VERGARA  |  FRIDAY, 26 JUN 2026
... parties without the required prior approval of scheme members. Additionally, the directors did not abide to the "Shield Compliance Plan" by failing to obtain valuations of the assets of Shield and manage conflicts of interest involving Chiodo and Frolov. ...

Generation Life confirms personal information leaked in cyber incident

MATTHEW WAI  |  THURSDAY, 25 JUN 2026
... annuity provider named Norlena Brouwer as its chief risk officer. She spent over a year as head of business risk and compliance for enablement, transformation and performance at Aware Super.

Operational changes anticipated for Payday Super: Rest

VINNY VUCAGO  |  THURSDAY, 25 JUN 2026
... 94% of business said they were confident their systems could support the reforms, concerns remain around cashflow, compliance and administration. Cashflow emerged as the most significant challenge, with 44% of employers expecting increased operational ...

Diversa drags Praemium into First Guardian lawsuit

KARREN VERGARA  |  TUESDAY, 23 JUN 2026
... holding limit it imposed for First Guardian, ASIC alleged, and failed to have systems and processes in place to ensure compliance with that holding limit. ASIC questioned if Diversa had any regard to the apparent nature and characteristics of First Guardian ...

Equity Trustees opts out of super trustee business

RIDDHIMA TALWANI  |  MONDAY, 22 JUN 2026
... approximately $13 million in FY26. The strategic review of the super trustee business, responses to regulatory notices and compliance with ETSL license conditions is expected to cost the business approximately $4.7 million in legal and advisory costs ...

Capstone joins forces with PictureWealth to form $22bn FUA planning network

MICHELLE BALTAZAR  |  WEDNESDAY, 17 JUN 2026
... arrangements. "The benefit for advisers and clients is access over time to the broader PictureWealth Group's technology, compliance, practice development and operational capabilities, while maintaining continuity in their existing relationships," ...

Perfect regulatory certainty in digital economy not 'realistic': ASIC

MATTHEW WAI  |  WEDNESDAY, 17 JUN 2026
... reissue the no-action letter, including a couple of other scenarios and methods by which a firm can bring themselves into compliance," Bollen explained. Additionally, to further enhance and support ASIC's roadmap to regulating the digital economy ...

Aware Super reshapes governance team, appoints chief risk officer

VINNY VUCAGO  |  TUESDAY, 16 JUN 2026
... in integrity, commitment and collaboration," she said. As part of the transition, Aware Super will merge its risk, compliance and sustainability division with its legal and company secretariate function under a newly created governance structure. Jane ...

APRA opens consultation to governance reforms

KARREN VERGARA  |  TUESDAY, 16 JUN 2026
... "reflect contemporary best practice, establish clear benchmarks" with several proposed changes. APRA wants to streamline compliance by removing duplicative fit and proper reporting requirements, given that the Financial Accountability Regime is now in ...