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Showing 21 - 30 of 3564 results for "Compliance"

CALI outlines Life Code changes

ELIZA BAVIN  |  THURSDAY, 1 OCT 2026
... how discounts may affect future costs; and greater accountability, including broadening the powers of the Life Code Compliance Committee "Throughout this process, it is essential customers remain at the centre of all our discussions, particularly those ...

HLB Mann Judd appoints four directors

MATTHEW WAI  |  TUESDAY, 29 SEP 2026
... Vasnani joined HLB Mann Judd after a year with EY. He brings extensive experience across corporate tax advisory and compliance, M&A transactions, tax governance and tax function transformation. He also worked in similar capacity at BDO, KONE, Deloitte ...

SIAA replenishes board with appointments

MATTHEW WAI  |  MONDAY, 28 SEP 2026
... roles with Instinet, UBS Private Bank and HSBC Investment Management and has extensive experience leading regulatory, compliance and technology transformation initiatives. The appointments fill vacancies created after Michelle Inns departed her role ...

Former Big Un chief escapes prison time for insider trading

MATTHEW WAI  |  MONDAY, 28 SEP 2026
... Graham Rothesay Swan and Jakin Leong Loke were also disciplined and suspended for failing to conduct audits of Big Un in compliance with auditing standards. Communicating inside information is an offence under section 1043A(2) of the Corporations Act ...

Treasury consults to improve data visibility into MISs

RIDDHIMA TALWANI  |  WEDNESDAY, 23 SEP 2026
... an increased regulatory burden for industry. To tackle this, all the data collection requirement will ensure minimum compliance burden for industry and implementation costs for government. "This consultation is focused on addressing immediate and demonstrated ...

FAAA flags gaps in discretionary trusts tax reforms, deficient framework

KARREN VERGARA  |  TUESDAY, 22 SEP 2026
... the excluded election trust (EET) regime, the operation of the roll-over provisions, and the potentially substantial compliance and professional advice costs associated with understanding, implementing and maintaining the new arrangements," the FAAA ...

The SILC Group names head of trustee

MICHELLE BALTAZAR  |  THURSDAY, 17 SEP 2026
... supporting more than $100 billion in funds under management and has developed extensive expertise across regulatory compliance, fiduciary oversight and fund structuring, said the group in a statement. "We are delighted to welcome Kylie to The SILC Group. ...

Stay up to date with regulatory compliance at the FAAA Congress

MATTHEW WAI  |  THURSDAY, 17 SEP 2026
The upcoming Financial Advice Association Australia (FAAA) Congress will explore ASIC's key focus for the remainder of the year, while shedding some light on the ongoing developments from the Australian Financial Complaints Authority (AFCA) and ...

WTW names head of corporate for Australia

MATTHEW WAI  |  TUESDAY, 15 SEP 2026
... within insurance, across Australia and the US. Prior to WTW, he spent more than a decade in Chicago, Illinois, heading compliance, risk and governance initiatives at various institutions, including as managing director at Marsh and Aon, chief risk and ...

ASIC zeroes in on recurring compliance breaches

VINNY VUCAGO  |  THURSDAY, 10 SEP 2026
... The ASIC reference checking and information sharing protocol has applied to all references since March 2025, with non-compliance potentially attracting civil penalties or administrative action. The regulator has also identified professional indemnity ...