Search Results | Showing 21 - 30 of 3500 results for "Compliance" |
| | | ... of options, and greater oversight of advisers using the platforms. The standard commences on 1 July 2026, with full compliance required from 1 January 2027. FSC platform members, who will be bound by the standard, represent around 89% total platform ... |
| | | | ... parties without the required prior approval of scheme members. Additionally, the directors did not abide to the "Shield Compliance Plan" by failing to obtain valuations of the assets of Shield and manage conflicts of interest involving Chiodo and Frolov. ... |
| | | | ... annuity provider named Norlena Brouwer as its chief risk officer. She spent over a year as head of business risk and compliance for enablement, transformation and performance at Aware Super. |
| | | | ... 94% of business said they were confident their systems could support the reforms, concerns remain around cashflow, compliance and administration. Cashflow emerged as the most significant challenge, with 44% of employers expecting increased operational ... |
| | | | ... holding limit it imposed for First Guardian, ASIC alleged, and failed to have systems and processes in place to ensure compliance with that holding limit. ASIC questioned if Diversa had any regard to the apparent nature and characteristics of First Guardian ... |
| | | | ... approximately $13 million in FY26. The strategic review of the super trustee business, responses to regulatory notices and compliance with ETSL license conditions is expected to cost the business approximately $4.7 million in legal and advisory costs ... |
| | | | ... arrangements. "The benefit for advisers and clients is access over time to the broader PictureWealth Group's technology, compliance, practice development and operational capabilities, while maintaining continuity in their existing relationships," ... |
| | | | ... reissue the no-action letter, including a couple of other scenarios and methods by which a firm can bring themselves into compliance," Bollen explained. Additionally, to further enhance and support ASIC's roadmap to regulating the digital economy ... |
| | | | ... in integrity, commitment and collaboration," she said. As part of the transition, Aware Super will merge its risk, compliance and sustainability division with its legal and company secretariate function under a newly created governance structure. Jane ... |
| | | | ... "reflect contemporary best practice, establish clear benchmarks" with several proposed changes. APRA wants to streamline compliance by removing duplicative fit and proper reporting requirements, given that the Financial Accountability Regime is now in ... |
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