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Showing 1911 - 1920 of 2080 results for "Australian Securities"

Dotnet director sentenced to 12 months jail

... will then be placed on a two-year $1,000 good behaviour bond. The charges follow an investigation by the Australian Securities and Investments Commission (ASIC) into a number of dotcom companies including Dotnet Limited (Dotnet), Hotlinks Internet Services ...

ASIC defends its actions

The Australian Securities and Investments Commission (ASIC) has today denied allegation made in BRW saying that it has a project to target high-profile individuals. The commission defended its stance by saying that its purpose was to target wrongdoings ...

ASIC accepts enforceable undertaking from NMMT

The Australian Securities and Investments Commission (ASIC) today announced that it had accepted an enforceable undertaking from NMMT, a subsidiary of AXA Asia Pacific Holdings in relation to its failure to lodge a rollover prospectus. "Lodging documents ...

Wattle director pleads guilty to 48 charges: ASIC

... prescribed interests, in contravention of the Corporations Act. These charges followed an investigation by the Australian Securities and Investments Commission (ASIC) into the failed Wattle Group and relate to 12 investors who lost approximately $1.99 ...

ASIC accepts enforceable undertakings from two Lifetrack directors

The Australian Securities and Investments Commission (ASIC) has also accepted enforceable undertakings from Lifetrack Management Ltd and Messrs David Smith and Alan Rich, two of its directors. Lifetrack was the approved trustee of the AM Pooled Superannuation ...

ASIC imposes additional condition on Barkworth Olives dealers' licence

The Australian Securities and Investments Commission (ASIC) has imposed an additional condition on the securities dealers' licence of Barkworth Olives Management Limited (BOML), it announced today. The new condition was added following concerns that ...

National Exchange, David Tweed in court over OneSteel offer

The Australian Securities and Investments Commission (ASIC) has won a court action temporarily preventing National Exchange Limited, and David Tweed, its sole director, from making further unsolicited offers to shareholders in OneSteel Limited, or from ...

Former NTI managing director sentenced to 18 months imprisonment

... Insurance Ltd (NTI), has been sentenced in the Southport District Court in relation to 13 charges brought by the Australian Securities and Investments Commission (ASIC). Mr Smith, an undischarged bankrupt from the Gold Coast Queensland, was sentenced ...

ASIC bans financial adviser for three years

The Australian Securities and Investments Commission (ASIC) today announced that it had banned Perth-based Darren Horner from acting as a representative of a dealer or an adviser for a period of three years, starting 8 August 2003. ASIC found that Mr ...

Costello defends ASIC chief after tax scandal claims

Treasurer Peter Costello has defended the Australian Securities and Investments Commission (ASIC) chief David Knott's record, after claims a former business partner was involved in a sales tax scandal. Earlier today it was alleged that Mr Knott, who ...