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Showing 1871 - 1880 of 2080 results for "Australian Securities"

Labor proposes stronger corporate disclosure measures

... continued unabated, 'shonky' market practices in the investment banking industry have been exposed by the Australian Securities and Investments Commission (ASIC) and there has been a failure to disclose price sensitive information in a timely manner. ...

ASIC bars former securities dealer from practicing financial services

... from acting as a securities dealer or investment adviser representative, following an investigation by the Australian Securities and Investments Commission (ASIC). During its investigation, ASIC found that Mr Donohue had engaged in misleading and deceptive ...

ASIC to hold investor forums in Australia

... promoter Henry Kaye, and the successful conviction of former Adelaide financial adviser Hamish McLachlan, the Australian Securities and Investments Commission (ASIC) is to hold a series of free investor seminars in South Australia later this month and ...

Wattle Group saga claims yet another former adviser

... of Golconda Resources, was today sentenced in the District Court in Adelaide on 62 charges brought by the Australian Securities and Investments Commission (ASIC). Ian William Snook was sentenced to two years imprisonment, but upon entering into a $1,000 ...

RBA satisfied few businesses elected to surcharge credit cards

AAP  |  THURSDAY, 2 OCT 2003
... imposing surcharges on members electing to pay by credit or charge card," the RBA said. However, it noted the Australian Securities and Investments Commission (ASIC), had responsibility for ensuring that merchants planning to impose surcharges properly ...

ASIC provides additional guidance for FSR relief applicants

The Australian Securities and Investments Commission (ASIC) today announced it is providing additional guidance on the factors it considers, when assessing applications for relief from the licensing or disclosure provisions of the financial services ...

ACCC initiates legal proceedings against get-rich-quick seminar

AAP  |  WEDNESDAY, 1 OCT 2003
... internet. The hearing will begin on Wednesday October 29, 2003 in Melbourne. ACCC's legal action comes after the Australian securities and Investments Commission (ASIC) said it would also be cracking down on t he get-rish-quick seminars. In July, ASIC ...

Senator Campbell denounces FSR licence scare tactics

... applications and one consultant was charging $8000 just to review applications before they were submitted to the Australian Securities and Investments Commission (ASIC). "The flow of applications into ASIC is growing rapidly, but these tactics have caused ...

Former Voicenet director faces Perth court

... company Voicenet (Aust.) Ltd today appeared in the Perth Court of Petty Sessions on two charges brought by the Australian Securities and Investments Commission (ASIC). Mr Alan Dawson was charged with two counts of failing to act honestly in the discharge ...

ASIC ordered to handover documents relating to One.Tel

The Australian Securities and Investments Commission (ASIC) has been ordered to hand over the documents relating to its inquiries into the liquidator of failed junior telco One.Tel. The Administrative Appeals Tribunal has allowed for the subpoena of ...