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Showing 1821 - 1830 of 2080 results for "Australian Securities"

ASIC seeks receivership for third Kaye company

AAP  |  WEDNESDAY, 3 DEC 2003
The Australian Securities and Investments Commission (ASIC) will seek to have a third company of Melbourne property investment spruiker Henry Kaye placed in the hands of receivers. A spokesman for ASIC said the commission had made an application to ...

Two Victorian accountants face fraud charges: ASIC

... appeared in the Melbourne Magistrate Court in relation to fraud charges following an investigation by the Australian Securities and Investments Commission (ASIC). Craig Leigh Treloar pleaded guilty to 20 charges under the Crimes Act and three charges ...

MLC receives 13 AFS licenses

... the National Australia Bank Group's wealth management arm, has been given an early Christmas gift from the Australian Securities and Investments Commission (ASIC), with the regulator issuing 13 Australian Financial Services (AFS) licenses to enable them ...

Wattle saga sees another administrator sentenced

... promotion of prescribed interests, in contravention of the Corporations Act. The charges were brought by the Australian Securities and Investments Commission (ASIC). Six of the charges relate to TFA and six investors who lost approximately $133,750 invested ...

Southcorp fined $100,000 for disclosure breach

... fined $100,000 and ordered to pay court costs, after the company settled a matter brought against it by the Australian Securities and Investments Commission (ASIC). The legal action was prompted after Southcorp released to selected investment analysts ...

Secretary to Treasurer confirms no extension to AFS licence deadline

... which clarify aspects of the FSR requirements that have been of concern." Mr Cameron also commended the Australian securities and Investment Commission (ASIC) for their "considerable effort into assisting the transition of industry participants through ...

Unlicensed managed investment schemes to be wound up

... (Aust) Pty Ltd. Atlantic 3 earlier had been placed in interim receivership, following action launched by the Australian Securities and Investments Commission (ASIC). The industry regulator had alleged Atlantic 3 was an unlicensed operator of managed ...

New twist in AMC saga

With overtones of David Tweed and National Exchange Corporation, the Australian Securities and Exchange Commission (ASIC) has taken court action against a company that made unsolicited offers to buy shares in the beleaguered Australian Magnesium Company ...

Labor calls for tougher stance on property seminars

AAP  |  THURSDAY, 27 NOV 2003
... investment marketeers in August, and it was due to report back in March. But he said corporate watchdogs the Australian Securities and Investments Commission (ASIC) and the Australian Competition and Consumer Commission (ACCC) had taken action against ...

Property seminar spruiker Kaye companies placed in receivership

AAP  |  WEDNESDAY, 26 NOV 2003
... entities are responsible for running the property investment seminars which have been the subject of the Australian Securities & Investments Commission (ASIC) investigation and associated media publicity," PPB said. This follows separate legal actions ...