Newspaper icon
The latest issue of Financial Standard now available as an e-newspaper
READ NOW

Search Results

Showing 1861 - 1870 of 2080 results for "Australian Securities"

Junior dealer permanently banned by ASIC

The Australian Securities and Investments Commission (ASIC) has permanently banned junior dealer Amber Joy Phelps, of Queensland, from acting as a representative of a dealer or a representative of an investment adviser. Ms Phelps was engaged as a junior ...

Four sentenced in Wattle investigation

... Consultants Pty Ltd (AMC) were today sentenced in the Brisbane District Court, following an investigation by the Australian Securities and Investments Commission (ASIC) into the failed Wattle Group investment scheme. Robert Cooper and Brian Wood, both ...

AMP shares soar as Mohl details demerger plan

AAP  |  MONDAY, 13 OCT 2003
... the final stages of obtaining approval for its 550-page explanatory memorandum on the demerger from the Australian Securities and Investments Commission and expects to present the document to the Federal Court for approval soon. The Australian operations ...

ASIC releases FSR relief applications overview

The Australian Securities and Investments Commission (ASIC) today released an overview of its decisions regarding recent applications for relief from licensing, conduct and disclosure provisions of the Corporations Act 2001, as amended by the Financial ...

Rans former finance manager charged

A former finance manager has been charged following an investigation by the Australian Securities & Investments Commission (ASIC) into the collapse of Rans Management Group Pty Ltd. David Easden, of Victoria, faces a total of five charges under the ...

New licensing guide for AFS applicants: ASIC

The Australian Securities and Investments Commission (ASIC) today released a new licensing guide Meeting the financial requirements for your AFS licence: Compliance with Policy Statement 166, following requests for assistance from industry participants. ...

ASIC and FPA to help planners with written communication

... Doctors may soon reclaim their perch as the professionals with the most unintelligible handwriting, as the Australian Securities and Investments Commission (ASIC) and the Financial Planning Association (FPA) today announced a joint program to help financial ...

ASX welcomes proposed fines

AAP  |  THURSDAY, 9 OCT 2003
... fail to keep markets properly informed. Under proposed changes to corporate laws announced yesterday, the Australian Securities & Investments Commission (ASIC) would be able to issue on-the-spot fines of up to $100,000 to companies who breach their continuous ...

Costello unveils response to CLERP 9

... financial review. Continuous disclosure requirements have also been toughened, including provision for the Australian Securities and Investments Commission (ASIC) to issue fines of up to $100,000. Civil liability will also be extended to individuals ...

Federal Court continues NII proceedings following ASIC action

The Federal Court of Australia today gave directions in new proceedings brought by the Australian Securities and Investments Commission (ASIC) against Mr Henry Kaye and National Investment Institute Pty Ltd (NII). These proceedings arise from conduct ...