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Showing 1881 - 1890 of 2080 results for "Australian Securities"

ASIC releases updated industry guides for AFS licence applicants

The Australian Securities and Investments Commission (ASIC) today released updated versions of its industry-specific guides, which are designed to help industry participants in the process of applying for an Australian financial services (AFS) licence. ...

Tasmanian adviser faces 110 ASIC charges

... Sandy Bay, Tasmania, appeared today in the Hobart Magistrates Court on a total of 110 charges brought by the Australian Securities and Investments Commission (ASIC). ASIC alleges that between July 1995 and May 2003 Mervyn William Mitchell dishonestly ...

ASIC grants AMP 10 new FSR licences

Australian Securities and Investment Commission (ASIC) has issued AMP with 10 Australian Financial Services Licences under the Financial Services Reform Act, the financial services group has announced. AMP applied for the 10 licences in August and said ...

ASIC to launch educational comic for indigenous communities

Move over Harvey Pekar, the Australian Securities and Investment Commission (ASIC) has entered the comic book market. Today ASIC launched Moola Talk, designed to help people avoid financial rip-offs, understand their rights, and protect their money. ...

ASIC deals out permanent ban to Brisbane financial planner

The Australian Securities and Investments Commission (ASIC) has permanently banned Harvey Baigent - a Brisbane financial planner - from acting as a representative of a dealer or investment adviser. ASIC commenced an investigation of Mr Baigent following ...

AMP updates market on demerger proposal

... ensure the EM reflects potential impacts of the proposed new rules." AMP now plans to lodge its EM with the Australian Securities & Investments Commission (ASIC) in early October, rather than 19 September 2003 as originally planned. The EM is expected ...

Former AMP agent pleads guilty to ASIC charge

... agent, has pleaded guilty in the Sydney District Court to one count of defrauding a former client laid by the Australian Securities and Investments Commission (ASIC). Mr Moses operated a superannuation intermediary business through his company Baxters ...

Wattle net widens as four directors plead guilty

... company, pleaded guilty to three and two counts, respectively. The charges followed an investigation by the Australian Securities and Investments Commission (ASIC) into the failed Wattle Group investment scheme, which raised more than $160 million from ...

ASIC details licensing exemptions for foreign service providers

The Australian Securities and Investments Commission (ASIC) today released guidelines expalining its approach to licensing exemptions for foreign providers of wholesale financial products. Under Policy Statement 176, according to Malcolm Rodgers, ASIC's ...

Gold Coast super release promoters face court: ASIC

... superannuation release promoters have appeared before the Gold Coast Magistrates Court on charges brought by the Australian Securities and Investments Commission (ASIC). Timothy Melrose Barritt and Kelvin Oliver Mills, from the Gold Coast, were charged ...