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Showing 1891 - 1900 of 2080 results for "Australian Securities"

Wattle administrators sentenced

... good behaviour for two years. The charges against Messrs Mackay and Allen followed an investigation by the Australian Securities and Investments Commission (ASIC) into the failed Wattle Group, and relate to nine investors who lost approximately $321,000 ...

Piet Walters appears on further ASIC charges

... Walters has appeared before the Cairns Magistrates Court on a further 12 charges brought forward by the Australian Securities and Investments Commission (ASIC). The new charges allege that Mr Walters engaged in dishonest conduct in relation to the provision ...

ASSIRT to monitor Schroder's new appointment for ratings purposes

Assirt Research has said that Ken Lambden, the chief investment officer and head of Australian securities at Schroder Investment Management Australia Limited (SIMAL) had been promoted to the role of global head of equities for Schroders plc (the parent ...

Macquarie agrees to enforceable undertaking by ASIC

... Limited (MIML), a Macquarie Bank Group company, has agreed to an enforceable undertaking accepted by the Australian Securities and Investments Commission (ASIC) to improve its compliance with ASIC's policy on prospective financial forecasts. MIML operated ...

Two Wattle administrators given suspended sentence

... be of good behaviour for two years. The charges were laid on the pair, following an investigation by the Australian Securities and Investments Commission (ASIC) into the failed Wattle Group. The Wattle Group raised more than $160 million from over 2,700 ...

Sydney liquidator's case to be heard by CALDB: ASIC

... Supreme Court of New South Wales has determined that disciplinary action brought against John Vouris by the Australian Securities and Investments Commission (ASIC) and filed with the Companies Auditors and Liquidators Disciplinary Board (the CALDB) should ...

ASIC investigation yields yet another accused director

... Court in Sydney and was committed to stand trial on four fraud charges arising from an investigation by the Australian Securities and Investments Commission (ASIC). The charges relate to ASIC's investigation into Karl Suleman Enterprizes Pty Ltd (KSE) ...

ASIC gives clean bill to ASX, commends its high integrity

The Australian Securities and Investments Commission (ASIC) has today released the results of its first assessment of the Australian Stock Exchange's (ASX) market supervisions role. "The report follows a comprehensive review of the ASX's arrangements ...

ASIC blacklists Florida-based company named Aragon, warns investors

The Australian Securities and Investments Commission (ASIC) has today warned Australians against investing funds through an organization called Aragon Currency Management because it does not have an Australian licence to offer investments, financial ...

NAB Wealth Management companies to pay $67 million in investor compensation

Three National Australia Bank (NAB) wealth management companies have finalised agreements with the Australian Securities and Investments Commission (ASIC) and the Australian Prudential Regulation Authority (APRA) in relation to investor compensation ...