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Showing 1901 - 1910 of 2080 results for "Australian Securities"

ASIC investigation leads to Tasmanian director ban

... (Accountants) Pty Ltd (GRA), from managing a corporation for five years. The ban follows an investigation by the Australian Securities and Investments Commission (ASIC) into the actions of Mr Howes. The Court found that Mr Howes failed to exercise a ...

ASIC issues draft SRI guidelines

The Australian Securities and Investment Commission (ASIC) has today released draft guidelines for the inclusion of information relating to labour standards and environmental, social and ethical factors in the product disclosure statements (PDSs) of ...

Federal Government welcomes ASIC investment banking report

The Federal Government has welcomed the release of a report by the Australian Securities and Investments Commission (ASIC) into the independence of research analysts in the investment banking industry. "The review will be a very valuable contribution ...

Adelaide company director jailed: ASIC

The Australian Securities and Investments Commission (ASIC) said today that Christopher Beresford James, an Adelaide company director, was sentenced by the Adelaide District Court today, to two years and six months in jail in relation to 23 charges ...

Former WA directors banned by ASIC

The Australian Securities and Investments Commission (ASIC) has banned Alwyn Robert Healy and Richard Douglas Wheeler, of Wanneroo WA, from managing any company for five years. Messrs Healy and Wheeler were both directors of the failed companies Healy ...

ASIC issues urgent insurance warning to Cootamundra Insurance clients

The Australian Securities and Investments Commission (ASIC) is urging those who arranged insurance policies through Cootamundra Insurance Consultants in Cootamundra, NSW or Insurance Made Easy in the Lennox Heads area of NSW to contact their insurance ...

Former Adelaide adviser joins Wattle Group guilty party

... convicted in the Wattle Group saga, after pleading guilty to 62 charges in the District Court of Adelaide. The Australian Securities and Investments Commission (ASIC) laid the charges against Mr Snook following an investigation into his activities in ...

Federal court approves schemes of arrangement for BankWest

... it. The schemes now become unconditional and will take effect once the court orders are lodged with the Australian Securities and investment Commission (ASIC) later today. BankWest will apply for suspension of trading in its shares on the Australian ...

ASIC clears Australian investment banking analysts of serious misconduct

... unlikely to have been embroiled in the same conflicts of interest that have bedevilled US securities firms, the Australian Securities and Investments Commission (ASIC) said today there are a number of compliance issues that still require further improvement. ...

ASIC puts super sponsors under the spotlight

The Australian Securities and Investments Commission (ASIC) is poised to get tough on the disclosure of unfunded liabilities in corporate defined-benefit superannuation plans, announcing a supplementary component to its annual financial report surveillance ...