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Showing 1921 - 1930 of 2080 results for "Australian Securities"

ASIC clarifies action relating to chairman's former legal partner

The Australian Securities and Investments Commission (ASIC) today released a statement clarifying its handling of matters relating to Mr Ian Collie, a partner in a former legal practice with outgoing ASIC chairman David Knott, and who was involved in ...

New ACCC chief lashes out at critics

WITH AAP  |  WEDNESDAY, 13 AUG 2003
... our back-up will be removed," he said. Mr Samuel also scoffed at rumours yesterday's shock resignation of Australian Securities and Investments Commission (ASIC) chairman David Knott was because Mr Knott felt the two would be unable to work together. ...

ASIC releases updated guide for PS146 compliance, lodges Chapel Road appeal

The Australian Securities and Investments Commission (ASIC) today released an updated version of its guide Small business and your AFS licence: Compliance with Policy Statement 164, aimed at small businesses applying for, or holding, an Australian financial ...

Costello thanks ASIC chairman following announcement

WITH AAP  |  TUESDAY, 12 AUG 2003
... of the corporate watchdog for his work in catching corporate criminals and enforcing business standards. Australian Securities and Investments Commission (ASIC) chairman David Knott announced today he would leave his post at the end of the year, three ...

ASIC chairman to retire at end 2003

David Knott, the chairman of the Australian Securities and Investments Commission (ASIC), announced today that he would step down from the position of ASIC Chairman at the end of 2003. Mr Knott joined ASIC as deputy chairman in July 1999 and was appointed ...

Former Queensland director pleads guilty to 13 ASIC charges

... Smith, of the Gold Coast, today pleaded guilty in the Southport District Court to 13 charges brought by the Australian Securities and Investments Commission (ASIC). Mr Smith pleaded guilty to 13 counts of dishonestly making improper use of his position ...

Senator Conroy responds to ASIC chief announcement

... Financial Services Senator Stephen Conroy today acknowledged the contribution made to the industry made by Australian Securities and Investments Commission (ASIC) chairman David Knott. Earlier today Mr Knott announced that at the end of the year he would ...

Adelaide auditor disciplined following ASIC application

Following an application by the Australian Securities and Investments Commission (ASIC), the Companies Auditors and Liquidators Disciplinary Board has made orders concerning Adelaide auditor Gregory Richard Wiese, of BDO Chartered Accountants. Mr Wiese ...

Wattle director pleads guilty to 48 charges: ASIC

... interests, in contravention of the Corporations Act. Mr Corbett's charges followed an investigation by the Australian Securities and Investments Commission (ASIC) into the failed Wattle Group. The charges relate to 12 investors who lost approximately ...

Mackay & Allen directors plead guilty to Wattle Group charges

... interests, in contravention of the Corporations Act. The directors' charges followed an investigation by the Australian Securities and Investments Commission (ASIC) into the failed Wattle Group, which raised more than $160 million from over 2700 investors ...