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Showing 1951 - 1960 of 2080 results for "Australian Securities"

ASIC releases report on interim approach to mutual risk products regulation

The Australian Securities and Investments Commission (ASIC) today released a detailed report of the commission's interim approach towards the regulation of mutual risk products (MRPs). "In general, ASIC considers MRPs to be financial products for the ...

Adelaide company director pleads guilty to 23 charges of dishonesty

The Australian Securities and Investments Commission (ASIC) has announced today that Christopher James, an Adelaide company director, has pleaded guilty today to 23 charges of dishonesty and impropriety in carrying out his duties as a car dealer with ...

ASIC releases promissory note obligation FAQ

The Australian Securities and Investments Commission (ASIC) has released a FAQ to assist issuers of promissory notes in understanding their obligations under the Corporations Act. A promissory note is an unconditional promise by an issuer to pay an ...

ASIC given six months to dispose Flinders Diamonds shares

The Supreme Court of South Australia has told the Australian Securities and Investments Commission (ASIC) it has until six months after 20 February 2004, to dispose of over 22 million Flinders Diamonds Ltd shares vested in it. Today's order varies a ...

Adler committed to stand trial on securities charges

... director Rodney Adler has been committed to stand trial on charges of manipulating the stock market, the Australian Securities and Investments Commission (ASIC) has announced. Adler appeared in Sydney's Downing Centre Local Court today on three counts ...

ASIC charges three Victorian men on 101 counts of deception, fraud

The Australian Securities and Investments Commission (ASIC) has announced today that three Victorian men have been charged with a total of 101 charges of deception, false accounting and breach of duty. The commission has charged Michael Damianos, Joseph ...

Ban on Nicholas Whitlam lifted

... the Court of Appeal found Mr Whitlam did vote and therefore was not in breach of the corporations law. The Australian Securities and Investments Commission (ASIC), which launched the earlier procedings, was ordered by the court to pay Mr Whitlam's legal ...

ASIC bans Sydney businessmen

The Australian Securities and Investments Commission (ASIC) has banned Jonathan Rabinovitz - a former authorised representative of Credit Suisse First Boston Australia Equities Limited (CSFB) - from the securities industry for 18 months. ASIC found ...

Former HIH executives win reduction in liquidator payout

... trial judge; the parties would need to agree on the calculations. "ASIC is pleased with today's result," Australian Securities and Investments Commission (ASIC) chairman David Knott said. 'The Court's decision to uphold the penalties ordered by Justice ...

Rodney Adler back in court

... misleading statements in relation to securities. He faces a maximum five years' jail on each charge. The Australian Securities and Investments Commission (ASIC) alleges Adler contravened the Corporations Act when he bought more than three million HIH ...