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Showing 1931 - 1940 of 2080 results for "Australian Securities"

ASIC warns investors over offer to buy OneSteel shares

National Exchange Pty Ltd and David Tweed have again come under the scrutiny of the Australian Securities and Investments Commission (ASIC), this time for an unsolicited offer to buy OneSteel shares. ASIC has strongly warned investors considering an ...

Two committed to stand trial on Bo Long charges

... have appeared in the Brisbane Magistrates Court, and been committed to stand trial on charges laid by the Australian Securities and Investments Commission (ASIC). Ms Ho has been charged with six counts of dishonestly using her position as an officer ...

ASIC releases class order exemption relating to AFSL requirements

The Australian Securities and Investments Commission (ASIC) has released a class order exemption relating to the requirement to hold an Australian financial services licence (AFSL) for the provision or giving of financial product advice in certain documents. ...

ASIC releases fee disclosure model to mixed support from industry groups

The Australian Securities and Investments Commission (ASIC) today released its much-awaited fee disclosure template, but which has gained only qualified support from major industry groups. Under the new model providers of investment products will be ...

AFSA says ASIC fee model needs consumer testing

The Australian Securities and Investments Commission's (ASIC) newly released fee disclosure model represents important progress in helping consumers better understood fees and charges, the Association of Superannuation Funds of Australia (ASFA) has ...

Federal, State and Territory governments to deal with property hustlers

... responsibility of the States and Territories and that a new regulatory framework should reflect that. "The Australian Securities and Investments Commission suggested three years ago that a common States-based approach be adopted and that it be in line ...

Perth man sentenced for insider trading

... $20,000 fine on the sixth count, which must be paid within four weeks. Mr MacDermott was charged following an Australian Securities and Investments Commission (ASIC) investigation into the circumstances surrounding the trading of shares in Roehampton ...

ASIC to review accounting practices of 440 Australian entities

The Australian Securities and Investments Commission (ASIC) today announced that it would review 440 publicly listed Australian entities as part of its financial reporting surveillance programme for 2003-04. "ASIC will review the financial reports of ...

ASIC obtains undertakings over misleading website

The Australian Securities and Investments Commission (ASIC) has announced it has obtained undertakings from Rural & General Insurance Broking Pty Ltd (Broking), and Rural & General International Insurance Ltd (International) in the Federal Court in ...

Victorian man pleads not guilty to fraud charges

Ian Thomas Paterson of Croydon, Victoria, has pleaded not guilty to two counts of fraud brought by the Australian Securities and Investments Commission (ASIC). The charges, brought before the Hobart Magistrates Court, follow an investigation by ASIC ...