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Showing 1811 - 1820 of 2080 results for "Australian Securities"

ASIC warns investors against illegal cold calling scams

The Australian Securities and Investments Commission (ASIC) today warned that illegal international 'cold callers' are renewing attempts to swindle Australian investors. "As overseas markets have recovered, ASIC is receiving increasing public complaints ...

Three months to go as ASIC fast tracks AFS licence applications

... certainty for industry and ensure there will be a smooth transition." Today also marks the beginning of the Australian Securities and Investments Commission's (ASIC) three-month fast track program, for which the regulator has set up a department to streamline ...

Another Wattle administrator convicted after ASIC investigation

... Administrators Pty Ltd (TFA), has been sentenced in the Brisbane District Court in relation to charges brought by the Australian Securities and Investments Commission (ASIC). Mr Coote was convicted and released on his own recognizance in the amount of ...

Former director faces contempt allegations over 44-year ban

The Australian Securities and Investments Commission (ASIC) has commenced further contempt proceedings against a banned former company director, Maxwell John Reid. On 10 March 1992, the Federal Court ordered that Mr Reid be prohibited from managing ...

ASIC bans Perth investment adviser for 18 months

The Australian Securities and Investments Commission (ASIC) today announced that it had banned a Perth-based investment adviser, from acting as an authorised representative of a securities dealer or an investment adviser for 18 months. Following an ...

NRMA welcomes ASIC enquiry into AGM complaints

NRMA Motoring & Services has welcomed the Australian Securities and Investments Commission's (ASIC) response to several complaints made in regards to the conduct of some NRMA members at the Annual General Meeting last Friday. At that meeting, the new ...

Melbourne director handed suspended jail sentence

STAFF WRITER  |  TUESDAY, 9 DEC 2003
... advantage by deception. The director, Leon Theoharopoulos, was charged following an investigation by the Australian Securities and Investments Commission (ASIC). The charges relate to Mr Theoharopoulos' actions as a director of the failed company ...

ASIC begins investigation into NRMA complaints

The Australian Securities and Investments Commission (ASIC) has begun enquiring into a number of complaints made in relation to the recent half-board election and AGM of the National Roads and Motorists' Association Ltd (NRMA). ASIC explained it established ...

Disciplinary board rescinds convicted Sydney auditor's registration

... Liquidators Disciplinary Board has cancelled the registration of a Sydney auditor, following an application by the Australian Securities and Investments Commission (ASIC). The Board decided to cancel the registration of Helena Rule, due to her conviction ...

Securitor receives two AFS licences

Recently merged distribution group Securitor has received the FSRA compliance go-ahead from the Australian Securities and Investments Commission (ASIC), with the regulator approving two AFS licences for the new entity. "We have traditionally had two ...