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Showing 1761 - 1770 of 2080 results for "Australian Securities"

ASIC invites comment on CLERP 9 guidance papers

AAP  |  TUESDAY, 6 APR 2004
... papers on new audit rules included in the government's CLERP 9 proposals. The guidance papers, from the Australian Securities and Investments Commission (ASIC), are on auditor registration, auditor and financial reporting obligations and product disclosure. ...

Former managing director of FOGI to stand trial

AAP  |  WEDNESDAY, 31 MAR 2004
... (FOGI), was committed in the Downing Centre Local Court to stand trial on deception charges brought by the Australian Securities and Investments Commission (ASIC). He was committed on 21 counts of deception under the NSW Crimes Act and will stand trial ...

ASIC drops receiver bid on Kaye emprie

AAP  |  TUESDAY, 30 MAR 2004
The Australian Securities and Investments Commission (ASIC) has dropped court moves to appoint a receiver to manage the assets of property broker Henry Kaye after an agreement between Mr Kaye and a liquidator. Liquidators of Mr Kaye's two collapsed ...

Vamos resigns from ASIC

Australian Securities and Investments Commission (ASIC) director of FSR licensing Pauline Vamos has resigned from the regulator. She worked at ASIC for six years. Vamos said she intended to start up her own consultancy business, Vamos Consulting, something ...

Nigerian letter scam victim pleads guilty

... government committee, and a subsequent investigation by the industry regulator. Following the adviser's plea, the Australian Securities and Investments Commission (ASIC) said that Street would be permanently excluded from the financial services industry. ...

Kennedy loses bid to keep notes to lawyer from ASIC

AAP  |  FRIDAY, 26 MAR 2004
... corporate watchdog. Mr Kennedy had applied to the Federal Court for a permanent injunction to prevent the Australian Securities and Investment Commission (ASIC) accessing two pages of handwritten notes to his Swiss lawyer, Benno Hafner. ASIC is investigating ...

Optioneer trading system advertising to change: ASIC

AAP  |  THURSDAY, 25 MAR 2004
... marketed by Freehold International, has agreed to change its advertising after concerns were raised by the Australian Securities and Investments Commission (ASIC). In its advertising Optioneer stated that chief executive Andrew Evans developed a trading ...

Cooper charged with three more counts in relation to HIH

AAP  |  WEDNESDAY, 17 MAR 2004
... company HIH, making 13 counts in total. Cooper was initially charged with 10 counts in December, after the Australian Securities and Investments Commission (ASIC) alleged he gave bribes and obtained a financial advantage in the months before HIH's $5.3 ...

ASIC warns consumers are target of offshore fraud

AAP  |  TUESDAY, 16 MAR 2004
The Australian Securities Investment Commission (ASIC) has warned that unlicensed offshore stockbrokers have re-emerged in Australia, targeting consumers interested in maximising their superannuation. The corporate watchdog said today offshore brokers ...

Court rules against Henry Kaye company

AAP  |  MONDAY, 15 MAR 2004
The Federal Court has granted an application by the Australian Securities and Investments Commission (ASIC) to wind up a company controlled by rogue property investor Henry Kaye. Justice Ron Merkel ruled that the Kaye company Property Corporate Services ...