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Showing 1711 - 1720 of 2080 results for "Australian Securities"

ASIC gives ASX thumbs up

The Australian Securities and Investments Commission (ASIC) has given a positive assessment to the Australian Stock Exchange (ASX) for its performance of its market operator obligations. The Corporations Act requires that the regulator assess annually ...

ASIC shuts down loan calculators

... standard loans with lines of credit to suggest the latter could be used to pay off a home loan more quickly, an Australian Securities and Investments Commission (ASIC) spokesman said. "Most lines of credit charge higher interest rates than standard home ...

FSG; a step towards simplicity

The Australian Securities and Investments Commission (ASIC) has issued a class order outlining a more simple compliance regime under the Financial Services Guide (FSG) for financial advisers of retail clients. The class order, Information in a Financial ...

ASIC draws the line on super fee

The action taken this week by the Australian Securities and Investments Commission (ASIC) against Mellon Nominees for misleading statements on super fund fees is a sign of things to come, industry analysts said today. \"Discussions Rainmaker has had ...

AFS licensees given notice on MDA authorisations

... for managed discretionary account (MDA) authorisations needed to be in no later than 10 December 2004. The Australian Securities and Investments Commission (ASIC) said all new and existing AFS licensees will be able to apply for the MDA licence authorisation ...

Babcock & Brown to sell shares at $5 ahead of ASX listing

AAP  |  FRIDAY, 10 SEP 2004
... of a listing on the Australian Stock Exchange. Babcock & Brown on Thursday lodged a prospectus with the Australian Securities and Investments Commission for an IPO to raise $550 million. The company plans to relocate its global head office operations ...

ASIC acts against Mellon for misleading statements on super fees

The Australian Securities and Investments Commission (ASIC) has on Wednesday taken action against Mellon Nominees for misleading statements made to investors relating to the fees charged on its superannuation fund. The regulator said it found a statement ...

AFS licensees pass ASIC's spot check

The Australian Securities and Investments Commission (ASIC) on Monday released its findings on a program of 353 randomly conducted verification visits on Australian financial services (AFS) licensees. Conducted between December 2002 and July 2004, the ...

ASX looks at Sons of Gwalia's disclosures: report

AAP  |  WEDNESDAY, 1 SEP 2004
... overstated and it was not going to be able to meet its forward sold gold commitments. It is understood the Australian Securities and Investment Commission is also monitoring the situation, it was reported today.

ASIC publishes policy paper on conflict of interest in financial services

The Australian Securities and Investments Commission (ASIC) on Monday published a new policy statement on how it expects financial services licensees to manage conflicts of interest. \"The CLERP 9 legislation imposes, for the first time, a direct and ...