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Showing 1731 - 1740 of 2080 results for "Australian Securities"

ASIC chairman Lucy warns super advisers not to abuse choice laws

AAP  |  THURSDAY, 5 AUG 2004
... in super assets to be switched into whichever super fund the nation\'s 26 million member accounts wish. Australian Securities and Investments Commission (ASIC) chairman Jeffrey Lucy said there will be some advisers who will try to take advantage of financially ...

Rickard appointed ASIC's ACT regional commissioner

The chairman of the Australian Securities and Investments Commission (ASIC), Jeffrey Lucy on Monday announced Ms Delia Rickard has been appointed ASIC\'s regional commissioner for the Australian Capital Territory (ACT). Rickard joined ASIC in 1999 and ...

Alternative commission payments banned for all members; IFSA, FPA

... regulators concerns. \"Taken together, these FPA initiatives address all of the 11categories of what the Australian Securities and Investments Commission referred to as soft dollar benefits in the June 2004 research report, Disclosure of soft dollar ...

FPA backs new ASIC guidelines on SOA's

... Financial Planning Association (FPA) has thrown is support behind the latest guidelines provided by the Australian Securities and Investments Commission (ASIC) on how licensees and their representatives prepare Statements of Advice (SOA). "These are ...

Wealth-creation seminar promoters comply with undertakings

AAP  |  THURSDAY, 22 JUL 2004
... in this country, by showing \"desperate\" ordinary Australians how to make their fortune in 101 days. The Australian Securities and Investments Commission (ASIC) said yesterday it had obtained undertakings from the promoters, Vision Pursuit, because ...

Takeovers Panel agrees to ASIC withdrawing Gribbles complaint

AAP  |  WEDNESDAY, 21 JUL 2004
The Takeovers Panel said today it had agreed to the withdrawal of an application from the Australian Securities and Investments Commission (ASIC) alleging unacceptable circumstances in relation to the affairs of pathology provider The Gribbles Group. ...

Three former FAI executives committed to stand trial

AAP  |  TUESDAY, 20 JUL 2004
... trial on charges stemming from the royal commission into the $5.3 billion collapse of HIH Insurance. The Australian Securities and Investments Commission (ASIC) brought the charges based on evidence given to the 15 month royal commission into Australia\'s ...

ICA appoints David Knott to review submissions on draft code

AAP  |  MONDAY, 19 JUL 2004
The Insurance Council of Australia (ICA) on Friday said it had appointed the former Australian Securities and Investments Commission (ASIC) chairman, David Knott, to independently review public submissions on the industry\'s new draft code of practice. ...

Auditors deceived about FAI reinsurance, court told

AAP  |  TUESDAY, 13 JUL 2004
... than a loss of almost $20 million, a committal hearing for three former FAI executives heard on Monday. The Australian Securities and Investments Commission has brought a total of seven charges against FAI\'s former finance director Tim Mainprize, chief ...

ASIC investigate trading at Macquarie

Macquarie Bank has confirmed the Australian Securities and Investments Commission demanded documents from the bank regarding a regulatory probe into trading in small cap mining stock Innamincka Petroleum. Macquarie Bank played a central role listing ...