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Showing 1701 - 1710 of 2080 results for "Australian Securities"

ASIC extends transitional position on dollar disclosure

The Australian Securities and Investments Commission will extend the date for compliance with the dollar disclosure regime from 1 January 2005 to 1 March 2005. The regulator recognises the need to provide industry with sufficient time to implement proper ...

Federal Court makes orders in relation to Primelife Investment schemes

Following orders by the Australian Securities and Investments Commission, the Federal Court in Melbourne has made orders to appoint an investigative accountant to review the affairs of 37 investment schemes connected with Primelife Corporation Limited ...

ASIC rules out exemptions to Statements of Advice

The Australian Securities and Investments Commission (ASIC) has refused to provide any exemption to financial advisers from providing a Statement of Advice (SoA) in time critical situations following a submission from the Financial Planning Association. ...

ASIC bans options broker and adviser for 5 years

AAP  |  FRIDAY, 1 OCT 2004
... financial services for five years over a failed trading strategy that cost nearly 100 clients $15 million. The Australian Securities and Investments Commission (ASIC) on Thursday said Neville Martin Dunne of Brisbane, a former representative of Performance ...

New challenges keep coming, says ASIC chairman

AAP  |  WEDNESDAY, 29 SEP 2004
... organisation was facing challenges in overseeing companies as they battle to meet their new reporting obligations. Australian Securities and Investments Commission (ASIC) chairman Jeff Lucy said several new challenges were affecting Australian companies ...

WA finance broker found guilty of misleading statements

... Trading Company, which at the time was building a caravan park in South Hedland, Western Australia. The Australian Securities and Investments Commission (ASIC) alleged the prospectus contained two misleading statements - that at January 31, 2000, $2.2 ...

ASIC begins investigation into James Hardie

AAP  |  WEDNESDAY, 22 SEP 2004
... corporate watchdog has begun an investigation into possible breaches of the law by James Hardie Industries. The Australian Securities and Investments Commission's investigation comes one day after the findings of a six-month inquiry into James Hardie's ...

ASIC relaxes requirements on licensee cash deposits

The Australian Securities and Investments Commission (ASIC) issued a new class order on Tuesday allowing Financial Services licensees to deposit client money into a cash common fund. The regulator said in certain circumstances, corporations law required ...

Regulators act to stamp out illegal early access to super

The Australian Securities and Investments Commission (ASIC) announced today it is conducting a nationwide campaign against illegal early access to superannuation. ASIC said it will be working closely with the Australian Taxation Office (ATO) and the ...

ASIC welcomes closer scrutiny on advertising guidelines

The Australian Securities and Investments Commission (ASIC) on Monday welcomed another step forward in the crackdown on misleading advertising in the financial services industry. The regulator said the release of guidelines by the Mortgage Industry ...