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Showing 1721 - 1730 of 2080 results for "Australian Securities"

ASIC flexes civil powers

The Australian Securities and Investments Commission (ASIC) has for the first time filed civil proceedings alleging insider trading against John Petsa and March Milot. "This is the first time ASIC has taken civil penalty proceedings for a breach of ...

ASIC files proceedings against former ANZ bank employee, client

... ANZ bank employee and his client, on allegations that they engaged in insider trading in January 2003. The Australian Securities and Investments Commission (ASIC) is taking action in the Federal Court in Melbourne against John Petsas and Marc Miot, following ...

ASIC places permanent ban on Rivkin

Rene Rivkin has been permanently banned from providing any financial services by the Australian Securities and Investments Commission (ASIC). "ASIC found that, due to Mr Rivkin\'s current medical illness supported by medical evidence, he is unlikely ...

Shareholders have the power; ASIC

In a clarifying statement issued today, the Australian Securities and Investments Commission (ASIC) confirmed only shareholders of a public company have the power to remove company directors. ASIC referred to The Corporations Act 2001 citing only the ...

Private investors could be involved in Tattersal's float: report

AAP  |  TUESDAY, 17 AUG 2004
... some public involvement, as well as institutions. Tattersall\'s is due to lodge a float prospectus with the Australian Securities and Investments Commission (ASIC) on October 8.

Kathryn Greiner appointed chair-elect of the FPA

... November." Greiner's appointment follows a number of internal appointments at the FPA, the latest being former Australian Securities and Investments Commission (ASIC) and Australian Competition and Consumer Commission staffer Paul Shevtzoff. Shevtzoff ...

NAB adds four non-executive directors

AAP  |  FRIDAY, 13 AUG 2004
... years with ANZ Banking Group. Jillian Segal is a lawyer and regulator and was the deputy chairman of the Australian Securities and Investments Commission from 2002 to 2004. The retirements and new appointments will mean that NAB will have 12 board members ...

ASIC commences proceedings against Sydney firm, broker

AAP  |  FRIDAY, 13 AUG 2004
... has commenced proceedings against a Sydney-based finance and insurance firm and one of its brokers. The Australian Securities and Investments Commission (ASIC) today said it was taking action against Abbotsford firm Marantmar Finance and Insurance and ...

ASIC crackdown on misleading mortgage broker advertising

The Australian Securities and Investments Commission (ASIC) has continued its crackdown on the mortgage broking industry, issuing a warning on Tuesday to any company, which misleadingly claims to be independent. "Don't claim that you are independent ...

ASIC finds no systemic improper practices in managed funds

AAP  |  MONDAY, 9 AUG 2004
... no evidence of widespread improper investment practices in the managed funds industry in Australia. The Australian Securities and Investments Commission (ASIC) reviewed some investment practices after United States regulators found in September 2003 ...