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Showing 1751 - 1760 of 2080 results for "Australian Securities"

Cayman Islands insurer banned from trading after ASIC action

AAP  |  TUESDAY, 15 JUN 2004
... banned from trading in Australia until it becomes properly licensed after a successful action brought by the Australian Securities and Investments Commission (ASIC). The Supreme Court of NSW found Triton Underwriting Insurance Agency and Trans Pacific ...

ASIC takes Market Traders to court

AAP  |  FRIDAY, 11 JUN 2004
... Market Traders Instituted Australasia for conducting a financial services business without a license. The Australian Securities and Investments Commission (ASIC) has started proceedings in the New South Wales Supreme Court against Market Traders, a director ...

ASIC to crack down on soft dollar benefits

The Australian Securities and Investments Commission (ASIC) today released a research report on soft dollar benefits in the financial planning industry revealing a wide range of benefits other than standard commission payments being made in the industry. ...

ASIC obtains orders against Vanuatu financial website companies

AAP  |  THURSDAY, 10 JUN 2004
... directors ordered to hand over their passports in the lead up to a Federal Court hearing later this month. The Australian Securities and Investments Commission (ASIC) has obtained interim court orders against Biri International Limited, Biri, ClubInvest ...

Financial advisers warned of unrecognised training courses; ASIC

... registered providers may be enrolled in unrecognised courses, Australia's financial regulator has warned. The Australian Securities and Investments Commission (ASIC) said it is investigating the case of a licensed financial services company that enrolled ...

Jeff Lucy confirmed as ASIC chairman

... acting in the top job. Treasurer Peter Costello said Mr Lucy would serve a three-year term as chairman of the Australian Securities and Investments Commission (ASIC). Mr Lucy, the former head of the Financial Reporting Council, joined ASIC as deputy ...

ASIC issues stop orders against six debenture prospectuses

AAP  |  FRIDAY, 30 APR 2004
The Australian Securities and Investments Commission (ASIC) has issued six stop orders on debenture prospectuses since the beginning of the year and yesterday gave guidelines to protect investors. ASIC said today it has been scrutinising recent debenture ...

Aspen and Financial Resources launch fixed interest fund

AAP  |  MONDAY, 19 APR 2004
... and will benefit equally from the on-going operations of the fund. The joint venture has applied to the Australian Securities and Investments Commission for an Australian Financial Services license. Aspen Group managing director Angelo Del Borrello said ...

Super Cheap Auto gears up for IPO

AAP  |  FRIDAY, 16 APR 2004
... Exchange. The Brisbane-based company said it expected to lodge a prospectus for an initial public offer with the Australian Securities and Investments Commission by late May. The 30-year-old company has grown rapidly in the past decade, ramping up from ...

Elliott appeal dismissed

AAP  |  THURSDAY, 8 APR 2004
... insolvent. The Victorian Court of Appeal dismissed his application and ordered Elliott to pay court costs of the Australian Securities and Investments Commission (ASIC). The court partially upheld an appeal by another former Water Wheel director, Bernard ...